0001179110-14-006415.txt : 20140403 0001179110-14-006415.hdr.sgml : 20140403 20140403163251 ACCESSION NUMBER: 0001179110-14-006415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140401 FILED AS OF DATE: 20140403 DATE AS OF CHANGE: 20140403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OHARA MAUREEN CENTRAL INDEX KEY: 0001225741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 14742606 MAIL ADDRESS: STREET 1: C/O ITG INC STREET 2: 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml FORM 4 - X0306 4 2014-04-01 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001225741 OHARA MAUREEN ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 0 0 0 Common Stock 2014-04-01 4 A 0 1984 20.17 A 112718 D Grant of deferred shares upon an elective deferral of cash fees, with the price equal to the fair market value of shares on the grant date, in a transaction exempt under Rule 16b-3(d). P. Mats Goebels, by Power of Attorney filed with Form 3 dated January 21, 2003 2014-04-03