0001179110-14-003696.txt : 20140225 0001179110-14-003696.hdr.sgml : 20140225 20140225202311 ACCESSION NUMBER: 0001179110-14-003696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140222 FILED AS OF DATE: 20140225 DATE AS OF CHANGE: 20140225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thadaney Nicholas CENTRAL INDEX KEY: 0001456721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 14642588 MAIL ADDRESS: STREET 1: C/O ITG INC. STREET 2: 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml FORM 4 - X0306 4 2014-02-22 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001456721 Thadaney Nicholas ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 0 1 0 0 Man. Director, CEO of Canada Common Stock 2014-02-22 4 M 0 5806 A 51638 D Common Stock 2014-02-22 4 D 0 5806 16.81 D 45832 D Common Stock 2014-02-23 4 M 0 22980 A 68812 D Common Stock 2014-02-23 4 D 0 22980 16.81 D 45832 D Common Stock 2014-02-23 4 M 0 12867 A 58699 D Common Stock 2014-02-23 4 D 0 12867 16.81 D 45832 D Common Stock 2014-02-23 4 M 0 12867 A 58699 D Common Stock 2014-02-23 4 D 0 12867 16.81 D 45832 D Stock Unit (right to buy) 2014-02-22 4 M 0 5806 D Common Stock 5806 0 D Stock Unit (right to buy) 2014-02-23 4 M 0 22980 D Common Stock 22980 0 D Stock Unit (right to buy) 2014-02-23 4 M 0 12867 D Common Stock 12867 0 D Common Stock 2014-02-23 4 M 0 12867 D Common Stock 12867 0 D One-for-one. With respect to the entire class of Stock Units: 5,806 vested on 2/22/2014, 5,805 vest on 2/22/2015, and 7,767 vest on 2/22/2016. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 2. Cash settlement of stock units without payment of consideration by participant. With respect to the entire class of Stock Units: 14,363 vested on 2/23/2012, 14,363 vested on 2/23/2013, and 22,980 vested on 2/23/2014. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 5. With respect to the entire class of Stock Units: 12,867 vested on 2/23/2013, 12,867 vested on 2/23/2014, and 16,726 vest on 2/23/2015. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 7. With respect to the entire class of Stock Units: 12,867 vested on 2/23/2014, 12,867 vest on 2/23/2015, and 16,726 vest on 2/23/2016. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 9. P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 20, 2009 2014-02-25