0001179110-14-003696.txt : 20140225
0001179110-14-003696.hdr.sgml : 20140225
20140225202311
ACCESSION NUMBER: 0001179110-14-003696
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140222
FILED AS OF DATE: 20140225
DATE AS OF CHANGE: 20140225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC.
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 952848406
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: (212) 588-4000
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thadaney Nicholas
CENTRAL INDEX KEY: 0001456721
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 14642588
MAIL ADDRESS:
STREET 1: C/O ITG INC.
STREET 2: 380 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
edgar.xml
FORM 4 -
X0306
4
2014-02-22
0
0000920424
INVESTMENT TECHNOLOGY GROUP, INC.
ITG
0001456721
Thadaney Nicholas
ONE LIBERTY PLAZA
165 BROADWAY
NEW YORK
NY
10006
0
1
0
0
Man. Director, CEO of Canada
Common Stock
2014-02-22
4
M
0
5806
A
51638
D
Common Stock
2014-02-22
4
D
0
5806
16.81
D
45832
D
Common Stock
2014-02-23
4
M
0
22980
A
68812
D
Common Stock
2014-02-23
4
D
0
22980
16.81
D
45832
D
Common Stock
2014-02-23
4
M
0
12867
A
58699
D
Common Stock
2014-02-23
4
D
0
12867
16.81
D
45832
D
Common Stock
2014-02-23
4
M
0
12867
A
58699
D
Common Stock
2014-02-23
4
D
0
12867
16.81
D
45832
D
Stock Unit (right to buy)
2014-02-22
4
M
0
5806
D
Common Stock
5806
0
D
Stock Unit (right to buy)
2014-02-23
4
M
0
22980
D
Common Stock
22980
0
D
Stock Unit (right to buy)
2014-02-23
4
M
0
12867
D
Common Stock
12867
0
D
Common Stock
2014-02-23
4
M
0
12867
D
Common Stock
12867
0
D
One-for-one.
With respect to the entire class of Stock Units: 5,806 vested on 2/22/2014, 5,805 vest on 2/22/2015, and 7,767 vest on 2/22/2016.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 2.
Cash settlement of stock units without payment of consideration by participant.
With respect to the entire class of Stock Units: 14,363 vested on 2/23/2012, 14,363 vested on 2/23/2013, and 22,980 vested on 2/23/2014.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 5.
With respect to the entire class of Stock Units: 12,867 vested on 2/23/2013, 12,867 vested on 2/23/2014, and 16,726 vest on 2/23/2015.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 7.
With respect to the entire class of Stock Units: 12,867 vested on 2/23/2014, 12,867 vest on 2/23/2015, and 16,726 vest on 2/23/2016.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 9.
P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 20, 2009
2014-02-25