0001179110-14-003688.txt : 20140225 0001179110-14-003688.hdr.sgml : 20140225 20140225202057 ACCESSION NUMBER: 0001179110-14-003688 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140222 FILED AS OF DATE: 20140225 DATE AS OF CHANGE: 20140225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GASSER ROBERT C CENTRAL INDEX KEY: 0001023087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 14642578 MAIL ADDRESS: STREET 1: C/O NYFIX INC STREET 2: 333 LUDLOW ST CITY: STAMFORD STATE: CT ZIP: 06902 4 1 edgar.xml FORM 4 - X0306 4 2014-02-22 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001023087 GASSER ROBERT C ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 1 0 0 CEO and President Common Stock 2014-02-22 4 F 0 5267 16.81 D 333867 D Common Stock 2014-02-23 4 F 0 10233 16.81 D 323634 D Common Stock 2014-02-23 4 F 0 10233 16.81 D 313401 D Common Stock 2014-02-23 4 D 0 11841 0 D 301560 D Common Stock 400 I See Footnote The shares of common stock are held in UTMA custodial accounts on behalf of the Reporting Person's children. P. Mats Goebels, by Power of Attorney filed with Form 4 dated April 18, 2007 2014-02-25