0001179110-13-014019.txt : 20130909
0001179110-13-014019.hdr.sgml : 20130909
20130909165141
ACCESSION NUMBER: 0001179110-13-014019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130905
FILED AS OF DATE: 20130909
DATE AS OF CHANGE: 20130909
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133757717
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125884000
MAIL ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GASSER ROBERT C
CENTRAL INDEX KEY: 0001023087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 131086141
MAIL ADDRESS:
STREET 1: C/O NYFIX INC
STREET 2: 333 LUDLOW ST
CITY: STAMFORD
STATE: CT
ZIP: 06902
4
1
edgar.xml
FORM 4 -
X0306
4
2013-09-05
0
0000920424
INVESTMENT TECHNOLOGY GROUP INC
ITG
0001023087
GASSER ROBERT C
ONE LIBERTY PLAZA
165 BROADWAY
NEW YORK
NY
10006
1
1
0
0
CEO and President
Common Stock
2013-09-05
4
S
0
17500
17.28
D
233366
D
Common Stock
400
I
See Footnote
Sales made by the Reporting Person in connection with this Form 4 were made between $17.10 and $17.44, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price.
The shares of common stock are held in UTMA custodial accounts on behalf of the Reporting Person's children.
P. Mats Goebels, by Power of Attorney filed with Form 4 dated April 18, 2007
2013-09-09