0001179110-13-013905.txt : 20130905 0001179110-13-013905.hdr.sgml : 20130905 20130905182205 ACCESSION NUMBER: 0001179110-13-013905 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130905 DATE AS OF CHANGE: 20130905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GASSER ROBERT C CENTRAL INDEX KEY: 0001023087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 131081389 MAIL ADDRESS: STREET 1: C/O NYFIX INC STREET 2: 333 LUDLOW ST CITY: STAMFORD STATE: CT ZIP: 06902 4 1 edgar.xml FORM 4 - X0306 4 2013-09-03 0 0000920424 INVESTMENT TECHNOLOGY GROUP INC ITG 0001023087 GASSER ROBERT C ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 1 0 0 CEO and President Common Stock 2013-09-03 4 S 0 10000 17 D 253366 D Common Stock 2013-09-04 4 S 0 2500 17.10 D 250866 D Common Stock 400 I See Footnote Sales made by the Reporting Person in connection with this Form 4 were made between $17.10 and $17.12, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price. The shares of common stock are held in UTMA custodial accounts on behalf of the Reporting Person's children. P. Mats Goebels, by Power of Attorney filed with Form 4 dated April 18, 2007 2013-09-05