0001179110-13-004749.txt : 20130308 0001179110-13-004749.hdr.sgml : 20130308 20130308180323 ACCESSION NUMBER: 0001179110-13-004749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130306 FILED AS OF DATE: 20130308 DATE AS OF CHANGE: 20130308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOEBELS P MATS CENTRAL INDEX KEY: 0001225747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 13678732 MAIL ADDRESS: STREET 1: C/O ITG INC STREET 2: 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml FORM 4 - X0306 4 2013-03-06 0 0000920424 INVESTMENT TECHNOLOGY GROUP INC ITG 0001225747 GOEBELS P MATS C/O ITG INC. 380 MADISON AVENUE NEW YORK NY 10017 0 1 0 0 Managing Dir,Gen Counsel & Sec Common Stock 2013-03-06 4 S 0 3002 12.36 D 80313 D Common Stock 2013-03-07 4 S 0 7568 12.39 D 72745 D Sales made by the Reporting Person in connection with this transaction were made between $12.35 and $12.39, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price. The Amount of Securities Beneficially Owned does not include 7 shares of Common Stock allocated to the Reporting Person under the ESOP Trust. Sales made by the Reporting Person in connection with this transaction were made between $12.32 and $12.45, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price. P. Mats Goebels 2013-03-08