0001179110-13-003601.txt : 20130226
0001179110-13-003601.hdr.sgml : 20130226
20130226204313
ACCESSION NUMBER: 0001179110-13-003601
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130222
FILED AS OF DATE: 20130226
DATE AS OF CHANGE: 20130226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thadaney Nicholas
CENTRAL INDEX KEY: 0001456721
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 13644745
MAIL ADDRESS:
STREET 1: C/O ITG INC.
STREET 2: 380 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133757717
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125884000
MAIL ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
edgar.xml
FORM 4 -
X0306
4
2013-02-22
0
0000920424
INVESTMENT TECHNOLOGY GROUP INC
ITG
0001456721
Thadaney Nicholas
C/O ITG INC.
380 MADISON AVENUE
NEW YORK
NY
10017
0
1
0
0
Man. Director, CEO of Canada
Common Stock
2013-02-23
4
M
0
14877
A
37400
D
Common Stock
2013-02-23
4
D
0
14877
12.24
D
22523
D
Common Stock
2013-02-23
4
M
0
14363
A
36886
D
Common Stock
2013-02-23
4
D
0
14363
12.24
D
22523
D
Common Stock
2013-02-23
4
M
0
12867
A
35390
D
Common Stock
2013-02-23
4
D
0
12867
12.24
D
22523
D
Stock Unit (right to buy)
2013-02-22
4
A
0
19158
A
Common Stock
19158
19158
D
Stock Unit (right to buy)
2013-02-22
4
A
0
19158
A
Common Stock
19158
19158
D
Stock Unit (right to buy)
2013-02-23
4
M
0
14877
D
Common Stock
14877
0
D
Stock Unit (right to buy)
2013-02-23
4
M
0
14363
D
Common Stock
14363
0
D
Stock Unit (right to buy)
2013-02-23
4
M
0
12867
D
Common Stock
12867
0
D
One-for-one.
With respect to the entire class of Stock Units: 5,805 vest on 2/22/2014, 5,805 vest on 2/22/2015, and 7,767 vest on 2/22/2016.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 2.
Cash settlement of stock units without payment of consideration by participant.
With respect to the entire class of Stock Units: 5,806 vest on 2/22/2015, 5,805 vest on 2/22/2016, and 7,547 vest on 2/22/2017.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 5.
With respect to the entire class of Stock Units: 9,298 vested on 2/23/2011, 9,298 vested on 2/23/2012, and 14,877 vest on 2/23/2013.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 7.
With respect to the entire class of Stock Units: 14,363 vested on 2/23/2012, 14,363 vested on 2/23/2013, and 22,980 vest on 2/23/2014.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 9.
With respect to the entire class of Stock Units: 12,867 vested on 2/23/2013, 12,867 vest on 2/23/2014, and 16,726 vest on 2/23/2015.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 11.
P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 20, 2009
2012-02-27