0001179110-13-003601.txt : 20130226 0001179110-13-003601.hdr.sgml : 20130226 20130226204313 ACCESSION NUMBER: 0001179110-13-003601 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130222 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thadaney Nicholas CENTRAL INDEX KEY: 0001456721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 13644745 MAIL ADDRESS: STREET 1: C/O ITG INC. STREET 2: 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml FORM 4 - X0306 4 2013-02-22 0 0000920424 INVESTMENT TECHNOLOGY GROUP INC ITG 0001456721 Thadaney Nicholas C/O ITG INC. 380 MADISON AVENUE NEW YORK NY 10017 0 1 0 0 Man. Director, CEO of Canada Common Stock 2013-02-23 4 M 0 14877 A 37400 D Common Stock 2013-02-23 4 D 0 14877 12.24 D 22523 D Common Stock 2013-02-23 4 M 0 14363 A 36886 D Common Stock 2013-02-23 4 D 0 14363 12.24 D 22523 D Common Stock 2013-02-23 4 M 0 12867 A 35390 D Common Stock 2013-02-23 4 D 0 12867 12.24 D 22523 D Stock Unit (right to buy) 2013-02-22 4 A 0 19158 A Common Stock 19158 19158 D Stock Unit (right to buy) 2013-02-22 4 A 0 19158 A Common Stock 19158 19158 D Stock Unit (right to buy) 2013-02-23 4 M 0 14877 D Common Stock 14877 0 D Stock Unit (right to buy) 2013-02-23 4 M 0 14363 D Common Stock 14363 0 D Stock Unit (right to buy) 2013-02-23 4 M 0 12867 D Common Stock 12867 0 D One-for-one. With respect to the entire class of Stock Units: 5,805 vest on 2/22/2014, 5,805 vest on 2/22/2015, and 7,767 vest on 2/22/2016. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 2. Cash settlement of stock units without payment of consideration by participant. With respect to the entire class of Stock Units: 5,806 vest on 2/22/2015, 5,805 vest on 2/22/2016, and 7,547 vest on 2/22/2017. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 5. With respect to the entire class of Stock Units: 9,298 vested on 2/23/2011, 9,298 vested on 2/23/2012, and 14,877 vest on 2/23/2013. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 7. With respect to the entire class of Stock Units: 14,363 vested on 2/23/2012, 14,363 vested on 2/23/2013, and 22,980 vest on 2/23/2014. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 9. With respect to the entire class of Stock Units: 12,867 vested on 2/23/2013, 12,867 vest on 2/23/2014, and 16,726 vest on 2/23/2015. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 11. P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 20, 2009 2012-02-27