0001179110-13-003598.txt : 20130226 0001179110-13-003598.hdr.sgml : 20130226 20130226204206 ACCESSION NUMBER: 0001179110-13-003598 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130222 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIGLIOTTI STEVEN R CENTRAL INDEX KEY: 0001074992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 13644742 MAIL ADDRESS: STREET 1: C/O NYFIX, INC. STREET 2: 100 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 4 1 edgar.xml FORM 4 - X0306 4 2013-02-22 0 0000920424 INVESTMENT TECHNOLOGY GROUP INC ITG 0001074992 VIGLIOTTI STEVEN R C/O ITG INC. 380 MADISON AVENUE NEW YORK NY 10017 0 1 0 0 Managing Director and CFO Common Stock 2013-02-22 4 A 0 11459 A 95990 D Common Stock 2013-02-22 4 A 0 11459 A 107449 D Common Stock 2013-02-23 4 F 0 5410 12.24 D 102039 D Grant of Stock Units in a transaction exempt under Rule 16b-3(d). This grant of Stock Units consists of basic units and matching units. Basic units vest in equal annual installments on each of the first, second and third anniversaries of the date of grant, if the Reporting Person remains continuously employed by the Issuer on each applicable vesting date. Matching units will vest 100% on the third anniversary of the date of grant, if the Reporting Person remains continuously employed by the Issuer through such vesting date. Grant of Stock Units in a transaction exempt under Rule 16b-3(d). This grant of Stock Units consists of basic units and matching units. Basic units vest in equal annual installments on each of the second, third and fourth anniversaries of the date of grant if the Reporting Person remains continuously employed by the Issuer on each applicable vesting date and the 90-day average of the Issuer's common stock price on each of the vesting dates is higher than the 90-day average of the Issuer's common stock price on the date of grant. Matching units will vest 100% on the fourth anniversary of the date of grant if the Reporting Person remains continuously employed by the Issuer through such vesting date and the 90-day average of the Issuer's common stock price on such vesting date is higher than the 90-day average of the Issuer's common stock price on the date of grant. P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 5, 2010 2013-02-26