0001179110-13-003598.txt : 20130226
0001179110-13-003598.hdr.sgml : 20130226
20130226204206
ACCESSION NUMBER: 0001179110-13-003598
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130222
FILED AS OF DATE: 20130226
DATE AS OF CHANGE: 20130226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133757717
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125884000
MAIL ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIGLIOTTI STEVEN R
CENTRAL INDEX KEY: 0001074992
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 13644742
MAIL ADDRESS:
STREET 1: C/O NYFIX, INC.
STREET 2: 100 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
4
1
edgar.xml
FORM 4 -
X0306
4
2013-02-22
0
0000920424
INVESTMENT TECHNOLOGY GROUP INC
ITG
0001074992
VIGLIOTTI STEVEN R
C/O ITG INC.
380 MADISON AVENUE
NEW YORK
NY
10017
0
1
0
0
Managing Director and CFO
Common Stock
2013-02-22
4
A
0
11459
A
95990
D
Common Stock
2013-02-22
4
A
0
11459
A
107449
D
Common Stock
2013-02-23
4
F
0
5410
12.24
D
102039
D
Grant of Stock Units in a transaction exempt under Rule 16b-3(d). This grant of Stock Units consists of basic units and matching units. Basic units vest in equal annual installments on each of the first, second and third anniversaries of the date of grant, if the Reporting Person remains continuously employed by the Issuer on each applicable vesting date. Matching units will vest 100% on the third anniversary of the date of grant, if the Reporting Person remains continuously employed by the Issuer through such vesting date.
Grant of Stock Units in a transaction exempt under Rule 16b-3(d). This grant of Stock Units consists of basic units and matching units. Basic units vest in equal annual installments on each of the second, third and fourth anniversaries of the date of grant if the Reporting Person remains continuously employed by the Issuer on each applicable vesting date and the 90-day average of the Issuer's common stock price on each of the vesting dates is higher than the 90-day average of the Issuer's common stock price on the date of grant. Matching units will vest 100% on the fourth anniversary of the date of grant if the Reporting Person remains continuously employed by the Issuer through such vesting date and the 90-day average of the Issuer's common stock price on such vesting date is higher than the 90-day average of the Issuer's common stock price on the date of grant.
P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 5, 2010
2013-02-26