0001179110-13-003593.txt : 20130226
0001179110-13-003593.hdr.sgml : 20130226
20130226204107
ACCESSION NUMBER: 0001179110-13-003593
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130222
FILED AS OF DATE: 20130226
DATE AS OF CHANGE: 20130226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GASSER ROBERT C
CENTRAL INDEX KEY: 0001023087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 13644737
MAIL ADDRESS:
STREET 1: C/O NYFIX INC
STREET 2: 333 LUDLOW ST
CITY: STAMFORD
STATE: CT
ZIP: 06902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133757717
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125884000
MAIL ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
edgar.xml
FORM 4 -
X0306
4
2013-02-22
0
0000920424
INVESTMENT TECHNOLOGY GROUP INC
ITG
0001023087
GASSER ROBERT C
380 MADISON AVENUE
NEW YORK
NY
10017
1
1
0
0
CEO and President
Common Stock
2013-02-22
4
A
0
33702
A
282851
D
Common Stock
2013-02-22
4
A
0
33702
A
316553
D
Common Stock
2013-02-23
4
F
0
21346
12.24
D
295207
D
Common Stock
2013-02-23
4
D
0
11841
0
D
283366
D
Common Stock
400
I
See Footnote
Grant of Stock Units in a transaction exempt under Rule 16b-3(d). This grant of Stock Units consists of basic units and matching units. Basic units vest in equal annual installments on each of the first, second and third anniversaries of the date of grant, if the Reporting Person remains continuously employed by the Issuer on each applicable vesting date. Matching units will vest 100% on the third anniversary of the date of grant, if the Reporting Person remains continuously employed by the Issuer through such vesting date.
Grant of Stock Units in a transaction exempt under Rule 16b-3(d). This grant of Stock Units consists of basic units and matching units. Basic units vest in equal annual installments on each of the second, third and fourth anniversaries of the date of grant if the Reporting Person remains continuously employed by the Issuer on each applicable vesting date and the 90-day average of the Issuer's common stock price on each of the vesting dates is higher than the 90-day average of the Issuer's common stock price on the date of grant. Matching units will vest 100% on the fourth anniversary of the date of grant if the Reporting Person remains continuously employed by the Issuer through such vesting date and the 90-day average of the Issuer's common stock price on such vesting date is higher than the 90-day average of the Issuer's common stock price on the date of grant.
The shares of common stock are held in UTMA custodial accounts on behalf of the Reporting Person's children.
P. Mats Goebels, by Power of Attorney filed with Form 4 dated April 18, 2007
2013-02-26