0001179110-13-000726.txt : 20130109
0001179110-13-000726.hdr.sgml : 20130109
20130109163400
ACCESSION NUMBER: 0001179110-13-000726
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120223
FILED AS OF DATE: 20130109
DATE AS OF CHANGE: 20130109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thadaney Nicholas
CENTRAL INDEX KEY: 0001456721
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 13520845
MAIL ADDRESS:
STREET 1: C/O ITG INC.
STREET 2: 380 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133757717
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125884000
MAIL ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4/A
1
edgar.xml
FORM 4/A -
X0306
4/A
2012-02-23
2012-02-27
0
0000920424
INVESTMENT TECHNOLOGY GROUP INC
ITG
0001456721
Thadaney Nicholas
C/O ITG INC.
380 MADISON AVENUE
NEW YORK
NY
10017
0
1
0
0
Man. Director, CEO of Canada
Common Stock
2012-02-23
4
M
0
9298
A
29579
D
Common Stock
2012-02-23
4
D
0
9298
11.34
D
20281
D
Common Stock
2012-02-23
4
M
0
14363
A
34644
D
Common Stock
2012-02-23
4
D
0
14363
11.34
D
20281
D
Stock Unit (right to buy)
2012-02-23
4
M
0
9298
D
Common Stock
9298
0
D
Stock Unit (right to buy)
2012-02-23
4
M
0
14363
D
Common Stock
14363
0
D
One-for-one.
With respect to the entire class of Stock Units: 9,298 vested on 2/23/2011, 9,298 vested on 2/23/2012, and 14,878 vest on 2/23/2013.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 2.
Cash settlement of Stock Units without payment of consideration by participant.
With respect to the entire class of Stock Units: 14,363 vested on 2/23/2012, 14,363 vest on 2/23/2013, and 22,980 vest on 2/23/2014.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 5.
This Form 4 is filed as an amendment to report this transaction.
P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 20, 2009
2013-01-09