0001179110-13-000726.txt : 20130109 0001179110-13-000726.hdr.sgml : 20130109 20130109163400 ACCESSION NUMBER: 0001179110-13-000726 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120223 FILED AS OF DATE: 20130109 DATE AS OF CHANGE: 20130109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thadaney Nicholas CENTRAL INDEX KEY: 0001456721 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 13520845 MAIL ADDRESS: STREET 1: C/O ITG INC. STREET 2: 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2012-02-23 2012-02-27 0 0000920424 INVESTMENT TECHNOLOGY GROUP INC ITG 0001456721 Thadaney Nicholas C/O ITG INC. 380 MADISON AVENUE NEW YORK NY 10017 0 1 0 0 Man. Director, CEO of Canada Common Stock 2012-02-23 4 M 0 9298 A 29579 D Common Stock 2012-02-23 4 D 0 9298 11.34 D 20281 D Common Stock 2012-02-23 4 M 0 14363 A 34644 D Common Stock 2012-02-23 4 D 0 14363 11.34 D 20281 D Stock Unit (right to buy) 2012-02-23 4 M 0 9298 D Common Stock 9298 0 D Stock Unit (right to buy) 2012-02-23 4 M 0 14363 D Common Stock 14363 0 D One-for-one. With respect to the entire class of Stock Units: 9,298 vested on 2/23/2011, 9,298 vested on 2/23/2012, and 14,878 vest on 2/23/2013. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 2. Cash settlement of Stock Units without payment of consideration by participant. With respect to the entire class of Stock Units: 14,363 vested on 2/23/2012, 14,363 vest on 2/23/2013, and 22,980 vest on 2/23/2014. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 5. This Form 4 is filed as an amendment to report this transaction. P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 20, 2009 2013-01-09