0001179110-12-013791.txt : 20120907
0001179110-12-013791.hdr.sgml : 20120907
20120907170149
ACCESSION NUMBER: 0001179110-12-013791
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120905
FILED AS OF DATE: 20120907
DATE AS OF CHANGE: 20120907
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOEBELS P MATS
CENTRAL INDEX KEY: 0001225747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 121080772
MAIL ADDRESS:
STREET 1: C/O ITG INC
STREET 2: 380 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133757717
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125884000
MAIL ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
edgar.xml
FORM 4 -
X0306
4
2012-09-05
0
0000920424
INVESTMENT TECHNOLOGY GROUP INC
ITG
0001225747
GOEBELS P MATS
C/O ITG INC.
380 MADISON AVENUE
NEW YORK
NY
10017
0
1
0
0
Managing Dir,Gen Counsel & Sec
Common Stock
2012-09-05
4
S
0
10716
8.49
D
80945
D
Common Stock
2012-09-06
4
S
0
1675
8.70
D
79270
D
Sales made by the Reporting Person in connection with this Form 4 were made between $8.48 and $8.51, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price.
The Amount of Securities Beneficially Owned does not include 7 shares of Common Stock allocated to the Reporting Person under the ESOP Trust.
P. Mats Goebels
2012-09-07