0001179110-12-002092.txt : 20120208 0001179110-12-002092.hdr.sgml : 20120208 20120208165054 ACCESSION NUMBER: 0001179110-12-002092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120206 FILED AS OF DATE: 20120208 DATE AS OF CHANGE: 20120208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thadaney Nicholas CENTRAL INDEX KEY: 0001456721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 12582486 MAIL ADDRESS: STREET 1: C/O ITG INC. STREET 2: 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml FORM 4 - X0304 4 2012-02-06 0 0000920424 INVESTMENT TECHNOLOGY GROUP INC ITG 0001456721 Thadaney Nicholas C/O ITG INC. 380 MADISON AVENUE NEW YORK NY 10017 0 1 0 0 Man. Director, CEO of Canada Common Stock 2012-02-06 4 M 0 13716 A 33997 D Common Stock 2012-02-06 4 D 0 13716 10.86 D 20281 D Stock Unit (right to buy) 2012-02-06 4 M 0 13716 D Common Stock 13716 0 D One-for-one. With respect to the entire class of Stock Units: 8,572 vested on 2/6/2010, 8,572 vested on 2/6/2011, and 13,716 vested on 2/6/2012. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 2. Cash settlement of Stock Units without payment of consideration by participant. P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 20, 2009 2012-02-08