0001179110-11-014509.txt : 20111027 0001179110-11-014509.hdr.sgml : 20111027 20111027174250 ACCESSION NUMBER: 0001179110-11-014509 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111025 FILED AS OF DATE: 20111027 DATE AS OF CHANGE: 20111027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berkman Tony CENTRAL INDEX KEY: 0001512613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 111162883 MAIL ADDRESS: STREET 1: C/O ITG INC., 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml FORM 4 - X0304 4 2011-10-25 0 0000920424 INVESTMENT TECHNOLOGY GROUP INC ITG 0001512613 Berkman Tony C/O ITG INC. 380 MADISON AVENUE NEW YORK NY 10017 0 1 0 0 Man. Director, CEO of ITGIR Common Stock 2011-10-25 4 F 0 9611 11.00 D 110782 D Common Stock 2011-10-25 4 A 0 10602 11.00 A 121384 D Amounts reported in this row are estimated as of October 27, 2011 based on the preliminary information available at that date; final amounts, if different, will be reported by means of an amendment to this Form 4. P. Mats Goebels, by power of attorney filed with Form 3 dated February 15, 2011 2011-10-27