0001179110-11-011615.txt : 20110802 0001179110-11-011615.hdr.sgml : 20110802 20110802171622 ACCESSION NUMBER: 0001179110-11-011615 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110729 FILED AS OF DATE: 20110802 DATE AS OF CHANGE: 20110802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODDS CHRISTOPHER V CENTRAL INDEX KEY: 0001186004 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 111004435 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml FORM 4 - X0304 4 2011-07-29 0 0000920424 INVESTMENT TECHNOLOGY GROUP INC ITG 0001186004 DODDS CHRISTOPHER V C/O ITG INC. 380 MADISON AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock 2011-07-29 4 A 0 2959 A 14457 D Option (right to buy) 12.17 2011-07-29 4 A 0 8533 A 2016-07-29 Common Stock 8533 8533 D Award of Restricted Stock Units. With respect to the entire class of options, 2,844 become exercisable on 7/29/2012, 2,844 become exercisable on 7/29/2013, and 2,845 become exercisable on 7/29/2014. Grant of Stock Option. P. Mats Goebels, by Power of Attorney filed with Form 3 dated June 17, 2008 2011-08-02