0001179110-11-004805.txt : 20110311
0001179110-11-004805.hdr.sgml : 20110311
20110311181404
ACCESSION NUMBER: 0001179110-11-004805
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110206
FILED AS OF DATE: 20110311
DATE AS OF CHANGE: 20110311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thadaney Nicholas
CENTRAL INDEX KEY: 0001456721
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 11683476
MAIL ADDRESS:
STREET 1: C/O ITG INC.
STREET 2: 380 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133757717
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125884000
MAIL ADDRESS:
STREET 1: 380 MADISON AVE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4/A
1
edgar.xml
FORM 4/A -
X0303
4/A
2011-02-06
2011-02-25
0
0000920424
INVESTMENT TECHNOLOGY GROUP INC
ITG
0001456721
Thadaney Nicholas
C/O ITG INC.
380 MADISON AVENUE
NEW YORK
NY
10017
0
1
0
0
Man. Director, CEO of Canada
Common Stock
2011-02-06
4
M
0
8572
A
22155
D
Common Stock
2011-02-06
4
D
0
8572
17.60
D
13583
D
Common Stock
2011-02-23
4
M
0
9298
A
22881
D
Common Stock
2011-02-23
4
D
0
9298
18.71
D
13583
D
Stock Unit (right to buy)
2011-02-06
4
M
0
8572
D
Common Stock
8572
13716
D
Stock Unit (right to buy)
2011-02-23
4
A
0
51706
A
Common Stock
51706
51706
D
Stock Unit (right to buy)
2011-02-23
4
M
0
9298
D
Common Stock
9298
24176
D
One-for-one.
With respect to the entire class of Stock Units: 8,572 vested on 2/6/2010, 8,572 vested on 2/6/2011, and 13,716 vest on 2/6/2012.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 2.
Cash settlement of Stock Units without payment of consideration by participant.
With respect to the entire class of Stock Units: 14,363 vest on 2/23/2012, 14,363 vest on 2/23/2013, and 22,980 vest on 2/23/2014.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 5.
With respect to the entire class of Stock Units: 9,298 vested on 2/23/2011, 9,298 vest on 2/23/2012, and 14,878 vest on 2/23/2013.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 7.
This Amendment to the Form 4 filed with the Securities and Exchange Commission on February 25, 2011, reflects a previously omitted cash settlement of Stock Units.
P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 20, 2009
2011-03-11