-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UkWmAyzLiKU+GEGVIJOaXlkwVXQ8QYZxN0heXuVLpUcPCzO/JMOprtJEAS1tPLpp mh10am/jaI8lalFI2xJVUQ== 0001179110-09-003469.txt : 20090225 0001179110-09-003469.hdr.sgml : 20090225 20090225182525 ACCESSION NUMBER: 0001179110-09-003469 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090210 FILED AS OF DATE: 20090225 DATE AS OF CHANGE: 20090225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thadaney Nicholas CENTRAL INDEX KEY: 0001456721 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 09635095 BUSINESS ADDRESS: BUSINESS PHONE: 212-588-4000 MAIL ADDRESS: STREET 1: C/O ITG INC. STREET 2: 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 3/A 1 edgar.xml FORM 3/A - X0203 3/A 2009-02-10 2009-02-20 0 0000920424 INVESTMENT TECHNOLOGY GROUP INC ITG 0001456721 Thadaney Nicholas C/O ITG INC. 380 MADISON AVENUE NEW YORK NY 10017 0 1 0 0 Man. Director, CEO of Canada Common Stock 11469 D Option (right to buy) 45.3 2009-08-31 2011-08-31 Common Stock 5400 D Option (right to buy) 47.59 2011-01-01 2013-01-01 Common Stock 12901 D Stock Unit (right to buy) Common Stock 30860 D With respect to the entire class of Stock Units: 8,572 vest on 2/6/2010, 8,572 vest on 2/6/2011, and 13,716 vest on 2/6/2012. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 1. One-for-one P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 20, 2009 2009-02-25 -----END PRIVACY-ENHANCED MESSAGE-----