-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DWPQ9yRCTP+RvIZ/xUg46u9cMeWTXv1/O1+BIK4RUlLEp8s1XvY7+hG0o8E6T52s 0RduQ3nJ5qzPJwHKm/2Yzw== 0001179110-06-013047.txt : 20060609 0001179110-06-013047.hdr.sgml : 20060609 20060609112124 ACCESSION NUMBER: 0001179110-06-013047 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060531 FILED AS OF DATE: 20060609 DATE AS OF CHANGE: 20060609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haynes Alasdair CENTRAL INDEX KEY: 0001364889 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 06895893 BUSINESS ADDRESS: BUSINESS PHONE: 212-588-4000 MAIL ADDRESS: STREET 1: C/O INVESTMENT TECHNOLOGY GROUP, INC. STREET 2: 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 3 1 edgar.xml FORM 3 - X0202 3 2006-05-31 0 0000920424 INVESTMENT TECHNOLOGY GROUP INC ITG 0001364889 Haynes Alasdair C/O ITG, INC., 380 MADISON AVENUE NEW YORK NY 10017 0 1 0 0 Head of International Common Stock 10000 D Option (right to buy) 25.38 2008-08-01 2010-08-01 Common Stock 21500 D Option (right to buy) 38.82 2006-12-31 Common Stock 15000 D With respect to the entire class of options: 13,333 became exercisable on December 31, 2002; 13,333 became exercisable on December 31, 2003; and 13,334 became exercisable on December 31, 2004. 40,000 options were originally granted. P. Mats Globels, by Power of Attorney filed with Form 3 dated June 8, 2006 2006-06-09 EX-24 2 poaah.txt POWER OF ATTORNEY The undersigned, Alasdair Haynes, does hereby make, constitute and appoint Howard C. Naphtali, P. Mats Goebels, Angelo Bulone, Saul P. Sarrett, Laurie Bennett, Benjamin Reynolds, and Derek Lively and each of them, true and lawful attomeys-in-fact and agents with full power of substitution and resubstitution, in any and all capacities, to execute for and on behalf of the undersigned the reports and filings required under Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules promulgated thereunder (the "Section 16 Reports"), in connection with transactions by and beneficial ownership of the undersigned in securities issued by Investment Technology Group, Inc. (the "Company"), and the Form 144 required under Rule 144 of the Securities Act of 1933, as amended (the "Securities Act"), in connection with any sales by the undersigned of securities issued by the Company, and any other documents and instruments incidental to any of the foregoing, granting unto said attomeys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing that said attorneys-in-fact and agents, and each of them, deem advisable or necessary, including filing the Section 16 Reports, the Forms 144, and amendments thereto with the Securities and Exchange Commission, and the undersigned does hereby fully ratify and confirm all that said attorneys-in-fact and agents, or any of them, or their or his or her substitute or substitutes, shall do or cause to be done by virtue hereof. The undersigned acknowledges that the foregoing attorneys- in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act or Rule 144 of the Securities Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file the Forms 144 or the Section 16 Reports with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has subscribed his name, this 1st day of June, 2006. ___/s/ Alasdair Haynes____ Alasdair Haynes -----END PRIVACY-ENHANCED MESSAGE-----