0001104659-14-026348.txt : 20140408 0001104659-14-026348.hdr.sgml : 20140408 20140408114212 ACCESSION NUMBER: 0001104659-14-026348 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140408 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140408 DATE AS OF CHANGE: 20140408 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 14750399 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 8-K 1 a14-10193_18k.htm 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

 

FORM 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934

 

April 8, 2014
Date of Report (Date of earliest event reported)

 

INVESTMENT TECHNOLOGY GROUP, INC.
(Exact name of registrant as specified in its charter)

 

Delaware

 

001-32722

 

95-2848406

(State or other jurisdiction of
incorporation or organization)

 

(Commission file number)

 

(I.R.S. Employer
Identification No.)

 

One Liberty Plaza, 165 Broadway
New York, New York 10006
(Address of principal executive offices)

 

(212) 588-4000
(Registrant’s telephone number, including area code)

 

Not Applicable
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o           Written communication pursuant to Rule 425 under the Securities Act (17. CFR 230.425)

 

o           Soliciting material pursuant to Rule 14a-2 under the Exchange Act (17. CFR 240.14a-12)

 

o           Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17. CFR 240.14d-2(b))

 

o           Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17. CFR 240.13e-4(c))

 

 

 


 

Item 8.01 — Other Events

 

On April 8, 2014 Investment Technology Group, Inc. issued a press release announcing trading statistics for the month ended March 31, 2014. A copy of this press release is attached hereto as Exhibit 99.1.

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits

 

99.1                        Press release issued by Investment Technology Group, Inc. on April 8, 2014.

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

INVESTMENT TECHNOLOGY GROUP, INC.

 

(Registrant)

 

 

 

 

Date:      April 8, 2014

By:

/s/ STEVEN R. VIGLIOTTI

 

 

Steven R. Vigliotti

 

 

Chief Financial Officer and

 

 

Duly Authorized Signatory of Registrant

 

2


 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release by Investment Technology Group, Inc., dated as of April 8, 2014.

 

3

 EX-99.1 2 a14-10193_1ex99d1.htm EX-99.1

Exhibit 99.1

 

ITG RELEASES MARCH 2014 U.S. TRADING VOLUMES

 

NEW YORK, April 8, 2014 — ITG (NYSE: ITG), a leading independent execution and research broker, today announced that March 2014 U.S. trading volume was 3.5 billion shares and average daily volume (ADV) was 165 million shares.  This compares to 3.1 billion shares and ADV of 165 million shares in February 2014 and 3.5 billion shares and ADV of 175 million shares in March 2013.  There were 21 trading days in March 2014, 19 trading days in February 2014 and 20 trading days in March 2013.

 

ITG U.S. Trading Activity

 

March 2014

 

Total U.S.
Shares

 

# of
Trade
Days

 

Total U.S.
Volume

 

Average
U.S. Daily
Volumes

 

 

 

 

 

 

 

 

 

March 2014

 

21

 

3,459,152,612

 

164,721,553

 

 

 

 

 

 

 

 

 

Year-to-Date:

 

61

 

10,021,261,320

 

164,282,972

 

 

Approximately 10% of March 2014 volume was from lower-priced market-on-close (MOC) orders associated with end-of-month index rebalancing.

 

These statistics are preliminary and may be revised in subsequent updates and public filings.  Volume statistics are posted on the investor relations section of ITG’s website, investor.itg.com and are available via a downloadable spreadsheet file.

 

ABOUT ITG

 

ITG is an independent execution and research broker that partners with global portfolio managers and traders to provide unique data-driven insights throughout the investment process. From investment decision through settlement, ITG helps clients understand market trends, improve performance, mitigate risk and navigate increasingly complex markets. ITG is headquartered in New York with offices in North America, Europe, and Asia Pacific. For more information, please visit www.itg.com.

 


 

ITG Media/Investor Contact:

 

J.T. Farley

(212) 444-6259

corpcomm@itg.com

 

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