SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
August 8, 2013
Date of Report (Date of earliest event reported)
INVESTMENT TECHNOLOGY GROUP, INC.
(Exact name of registrant as specified in its charter)
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Delaware |
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001-32722 |
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95-2848406 |
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(State or other jurisdiction of |
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(Commission file number) |
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(I.R.S. Employer |
One Liberty Plaza, 165 Broadway
New York, New York 10006
(Address of principal executive offices)
(212) 588-4000
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communication pursuant to Rule 425 under the Securities Act (17. CFR 230.425) |
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Soliciting material pursuant to Rule 14a-2 under the Exchange Act (17. CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17. CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17. CFR 240.13e-4(c)) |
Item 8.01 — Other Events
On August 8, 2013 Investment Technology Group, Inc. issued a press release announcing trading statistics for the month ended July 31, 2013, and providing a notice about Regulation Fair Disclosure related to disclosure on social media channels. A copy of this press release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
99.1 Press release issued by Investment Technology Group, Inc. on August 8, 2013.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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INVESTMENT TECHNOLOGY GROUP, INC. | ||
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(Registrant) | ||
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Date: |
August 8, 2013 |
By: |
/s/ STEVEN R. VIGLIOTTI |
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Steven R. Vigliotti | |
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Chief Financial Officer and | |
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Duly Authorized Signatory of Registrant | |
Exhibit 99.1
ITG RELEASES JULY 2013 U.S. TRADING VOLUMES
NEW YORK, August 8, 2013 — ITG (NYSE: ITG), a leading independent execution and research broker, today announced that July 2013 U.S. trading volume was 3.4 billion shares and average daily volume (ADV) was 155 million shares. This compares to 3.5 billion shares and ADV of 174 million shares in June 2013 and 3.5 billion shares and ADV of 167 million shares in July 2012. There were 22 trading days in July 2013, 20 days in June 2013 and 21 days in July 2012.
ITG U.S. Trading Activity
July 2013
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Total U.S. |
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# of |
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Total U.S. |
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Average |
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July 2013 |
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22 |
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3,415,503,922 |
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155,250,178 |
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Year-to-Date: |
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146 |
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26,441,994,569 |
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181,109,552 |
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These statistics are preliminary and may be revised in subsequent updates and public filings. Volume statistics are posted on the investor relations section of ITG’s website, (investor.itg.com), and are available via a downloadable spreadsheet file.
ABOUT ITG
ITG is an independent execution and research broker that partners with global portfolio managers and traders to provide unique data-driven insights throughout the investment process. From investment decision through settlement, ITG helps clients understand market trends, improve performance, mitigate risk and navigate increasingly complex markets. ITG is headquartered in New York with offices in North America, Europe, and Asia Pacific. For more information, please visit www.itg.com.
ITG Media/Investor Contact:
J.T. Farley
(212) 444-6259
corpcomm@itg.com
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