SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
July 9, 2013
Date of Report (Date of earliest event reported)
INVESTMENT TECHNOLOGY GROUP, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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001-32722 |
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95-2848406 |
(State or other jurisdiction of |
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(Commission file number) |
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(I.R.S. Employer |
One Liberty Plaza, 165 Broadway
New York, New York 10006
(Address of principal executive offices)
(212) 588-4000
(Registrants telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communication pursuant to Rule 425 under the Securities Act (17. CFR 230.425)
o Soliciting material pursuant to Rule 14a-2 under the Exchange Act (17. CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17. CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17. CFR 240.13e-4(c))
Item 8.01 Other Events
On July 9, 2013 Investment Technology Group, Inc. issued a press release announcing trading statistics for the month ended June 30, 2013, and providing a notice about Regulation Fair Disclosure related to disclosure on social media channels. A copy of this press release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
99.1 Press release issued by Investment Technology Group, Inc. on July 9, 2013.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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INVESTMENT TECHNOLOGY GROUP, INC. | |||
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(Registrant) | ||
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Date: |
July 9, 2013 |
By: |
/s/ STEVEN R. VIGLIOTTI | |
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Steven R. Vigliotti | ||
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Chief Financial Officer and | ||
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Duly Authorized Signatory of Registrant | ||
Exhibit 99.1
ITG RELEASES JUNE 2013 U.S. TRADING VOLUMES
NEW YORK, July 9, 2013 ITG (NYSE: ITG), a leading independent execution and research broker, today announced that June 2013 U.S. trading volume was 3.5 billion shares and average daily volume (ADV) was 174 million shares. This compares to 3.8 billion shares and ADV of 173 million shares in May 2013 and 3.7 billion shares and ADV of 175 million shares in June 2012. There were 20 trading days in June 2013, 22 days in May 2013 and 21 days in June 2012.
ITG U.S. Trading Activity
June 2013
Total U.S. |
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# of |
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Total U.S. |
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Average |
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June 2013 |
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20 |
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3,481,797,930 |
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174,089,897 |
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Year-to-Date: |
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124 |
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23,026,490,647 |
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185,697,505 |
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These statistics are preliminary and may be revised in subsequent updates and public filings. Volume statistics are posted on the investor relations section of ITGs website, (investor.itg.com), and are available via a downloadable spreadsheet file.
Notice about Regulation Fair Disclosure (Reg FD)
Our investors and others should note that we currently announce material information to our investors using our company website (www.itg.com), including the investor relations section (investor.itg.com), SEC filings, press releases, public conference calls and public webcasts. Going forward, material information about ITG may also be announced by posts on the following corporate social media channel:
ITGs Twitter feed (www.twitter.com/itginc)
The information that we post via this social media channel could be deemed to be material information. As a result, we encourage investors, the media, and others interested in ITG to review the information that we post on this social media channel. This list of channels may be updated from time to time on the investor relations section of ITGs website.
ABOUT ITG
ITG is an independent execution and research broker that partners with global portfolio managers and traders to provide unique data-driven insights throughout the investment process. From investment decision through settlement, ITG helps clients understand market trends, improve performance, mitigate risk and navigate increasingly complex markets. ITG is headquartered in New York with offices in North America, Europe, and Asia Pacific. For more information, please visit www.itg.com.
ITG Media/Investor Contact:
J.T. Farley
(212) 444-6259
corpcomm@itg.com
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