0001104659-11-068290.txt : 20111208 0001104659-11-068290.hdr.sgml : 20111208 20111208103425 ACCESSION NUMBER: 0001104659-11-068290 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20111208 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20111208 DATE AS OF CHANGE: 20111208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 111250048 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 8-K 1 a11-31314_18k.htm 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934

 

December 8, 2011
Date of Report (Date of earliest event reported)

 

INVESTMENT TECHNOLOGY GROUP, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-32722

 

95-2848406

(State or other jurisdiction of
incorporation or organization)

 

(Commission file number)

 

(I.R.S. Employer
Identification No.)

 

380 Madison Avenue
New York, New York 10017
(Address of principal executive offices)

 

(212) 588-4000
(Registrant’s telephone number, including area code)

 

Not Applicable
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communication pursuant to Rule 425 under the Securities Act (17. CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-2 under the Exchange Act (17. CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17. CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17. CFR 240.13e-4(c))

 

 

 


 

Item 8.01 — Other Events

 

On December 8, 2011 Investment Technology Group, Inc. issued a press release announcing trading statistics for the month ended November 30, 2011. A copy of this press release is attached hereto as Exhibit 99.1.

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits

 

99.1         Press release issued by Investment Technology Group, Inc. on December 8, 2011.

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

INVESTMENT TECHNOLOGY GROUP, INC.

 

 

                              (Registrant)

 

 

 

 

 

 

Date:

December 8, 2011

By:

/s/ STEVEN R. VIGLIOTTI

 

 

 

Steven R. Vigliotti

 

 

 

Chief Financial Officer and

 

 

 

Duly Authorized Signatory of Registrant

 

2


 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release by Investment Technology Group, Inc., dated as of December 8, 2011.

 

3

 EX-99.1 2 a11-31314_1ex99d1.htm EX-99.1

Exhibit 99.1

 

FOR IMMEDIATE RELEASE

 

ITG RELEASES NOVEMBER 2011 US TRADING VOLUMES

 

NEW YORK, December 8, 2011 – Investment Technology Group, Inc. (NYSE: ITG), a leading agency research broker and financial technology firm, today announced that November 2011 US trading volume was 3.8 billion shares and average daily volume (ADV) was 183 million shares.  This compares to 4.1 billion shares and ADV of 196 million shares in October 2011 and 3.9 billion shares and ADV of 186 million shares in November 2010.  There were 21 trading days in November 2011, October 2011 and November 2010.

 

Although November 2011 trading volume was relatively strong based on overall market activity, the trading mix negatively impacted average revenue capture per share.  During the month the heightened mix from sell-side clients continued, while approximately 7% of November volume was from market-on-close (MOC) orders associated with end-of-month index rebalancing.

 

ITG US Trading Activity

 

Total U.S.
Shares

 

# of
Trade
Days

 

Total U.S.
Volume

 

Average
U.S. Daily
Volumes

 

 

 

 

 

 

 

 

 

November 2011

 

21

 

3,838,094,430

 

182,766,401

 

 

 

 

 

 

 

 

 

Year-to-Date:

 

231

 

45,318,407,672

 

196,183,583

 

 

These statistics are preliminary and may be revised in subsequent updates and public filings.  Volume statistics are posted on the investor relations section of ITG’s website, www.itg.com, and are available via a downloadable spreadsheet file.

 


 

ABOUT ITG

 

Investment Technology Group, Inc., is an independent agency research broker that partners with asset managers globally to provide innovative solutions spanning the investment continuum. A leader in electronic trading since launching POSIT in 1987, ITG’s integrated approach now includes a range of products from portfolio management and pre-trade analysis to trade execution and post-trade evaluation. Asset managers rely on ITG’s independence, experience, and agility to help mitigate risk, improve performance and navigate increasingly complex markets.  The firm is headquartered in New York with offices in North America, Europe and the Asia Pacific region. For more information on ITG, please visit www.itg.com.

 

ITG Media/Investor Contact:

 

J.T. Farley

(212) 444-6259

corpcomm@itg.com

 

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