SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
November 8, 2011
Date of Report (Date of earliest event reported)
INVESTMENT TECHNOLOGY GROUP, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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001-32722 |
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95-2848406 |
(State or other jurisdiction of |
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(Commission file number) |
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(I.R.S. Employer |
380 Madison Avenue
New York, New York 10017
(Address of principal executive offices)
(212) 588-4000
(Registrants telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communication pursuant to Rule 425 under the Securities Act (17. CFR 230.425)
o Soliciting material pursuant to Rule 14a-2 under the Exchange Act (17. CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17. CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17. CFR 240.13e-4(c))
Item 8.01 Other Events
On November 8, 2011 Investment Technology Group, Inc. issued a press release announcing trading statistics for the month ended October 31, 2011. A copy of this press release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
99.1 Press release issued by Investment Technology Group, Inc. on November 8, 2011.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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INVESTMENT TECHNOLOGY GROUP, INC. | |
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(Registrant) | |
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Date: November 8, 2011 |
By: |
/s/ STEVEN R. VIGLIOTTI |
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Steven R. Vigliotti |
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Chief Financial Officer and |
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Duly Authorized Signatory of Registrant |
Exhibit 99.1
FOR IMMEDIATE RELEASE
ITG RELEASES OCTOBER 2011 US TRADING VOLUMES
NEW YORK, November 8, 2011 Investment Technology Group, Inc. (NYSE: ITG), a leading agency research broker and financial technology firm, today announced that October 2011 US trading volume was 4.1 billion shares and average daily volume (ADV) was 196 million shares. This compares to 4.1 billion shares and ADV of 193 million shares in September 2011 and 3.5 billion shares and ADV of 168 million shares in October 2010. There were 21 trading days in October 2011, September 2011 and October 2010.
ITG US Trading Activity
Total U.S. |
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# of |
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Total U.S. |
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Average |
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October 2011 |
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21 |
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4,118,689,913 |
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196,128,091 |
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Year-to-Date: |
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210 |
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41,480,313,242 |
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197,525,301 |
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These statistics are preliminary and may be revised in subsequent updates and public filings. Volume statistics are posted on the investor relations section of ITGs website, www.itg.com, and are available via a downloadable spreadsheet file.
ABOUT ITG
Investment Technology Group, Inc., is an independent agency research broker that partners with asset managers globally to provide innovative solutions spanning the investment continuum. A leader in electronic trading since launching POSIT in 1987, ITGs integrated approach now includes a range of products from portfolio management and pre-trade analysis to trade execution and post-trade evaluation. Asset managers rely on ITGs independence, experience, and agility to
help mitigate risk, improve performance and navigate increasingly complex markets. The firm is headquartered in New York with offices in North America, Europe and the Asia Pacific region. For more information on ITG, please visit www.itg.com.
ITG Media/Investor Contact:
J.T. Farley
(212) 444-6259
corpcomm@itg.com
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