-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LBbyGgYeT9i2u9ELo96ZSFoQfCb7zbflJDKJhWplkDPBEYGftr6I0TuiG4/gTO0g w4R6EqnrfBiMrSRKmDEUHA== 0001104659-06-001905.txt : 20060112 0001104659-06-001905.hdr.sgml : 20060112 20060112163215 ACCESSION NUMBER: 0001104659-06-001905 CONFORMED SUBMISSION TYPE: 8-K12B PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060112 ITEM INFORMATION: Other Events FILED AS OF DATE: 20060112 DATE AS OF CHANGE: 20060112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133757717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 06527410 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125884000 MAIL ADDRESS: STREET 1: 380 MADISON AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 8-K12B 1 a06-1728_18k12b.htm NOTIFICATION THAT SECURITIES OF SUCCESSOR ISSUER IS DEEMED TO BE REGISTERED

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

January 12, 2006
Date of Report (Date of earliest event reported)

 

INVESTMENT TECHNOLOGY GROUP, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

0-23644

 

95-2848406

(State or other jurisdiction of

 

(Commission File Number)

 

(IRS Employer Identification No.)

incorporation)

 

 

 

 

 

 

 

 

 

380 Madison Avenue
New York, New York

 

10017

(Address of principal executive offices)

 

(Zip Code)

 

 

 

 

 

Registrant’s telephone number, including area code: (212) 588-4000.

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 


 

Item 8.01                               Other Events

 

This current report is being filed to correct a filing issue associated with Investment Technology Group, Inc.’s (“ITG’s”) current and periodic reports filed with the Securities and Exchange Commission (“SEC”).

 

In April of 1999, ITG spun-off from its former parent company, Jefferies Group Inc., in a series of transactions.  Following the spin-off, ITG continued its businesses as the corporate entity that was originally Jefferies Group Inc., but re-named Investment Technology Group, Inc.

 

Since this time, however, ITG has continued to file all current and periodic reports on the SEC’s EDGAR system under the EDGAR CIK number (0000920424) assigned to the corporate entity that was ITG prior to the spin-off.

 

Accordingly, ITG is filing this Current Report on Form 8-K to cause the generation of a new Securities Exchange Act of 1934 reporting company number for ITG, which will be included on all subsequent ITG SEC filings.  Under this approach, ITG will continue to file all of its current and periodic reports under ITG’s original CIK number - - in this way all historical and future ITG filings will continue to be available under the same company identifier on the SEC’s EDGAR website.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

INVESTMENT TECHNOLOGY GROUP, INC.

 

 

 

 

 

 

Dated: January 12, 2006

 

By:

/s/ Howard C. Naphtali

 

 

 

 

Howard C. Naphtali

 

 

 

Managing Director, Chief Financial Officer, and

 

 

 

Duly Authorized Signatory of Registrant

 

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