-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BxQLuwSiuJpIyGvbKhu1bIEd+Nn3B9Icd36TM8kGWrqRujXnLbj3VLsRsx2cRKOC AcrlPD5dpU0vTwpa11RjwQ== 0001025790-96-000003.txt : 19961107 0001025790-96-000003.hdr.sgml : 19961107 ACCESSION NUMBER: 0001025790-96-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961106 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIMPSON MANUFACTURING CO INC /CA/ CENTRAL INDEX KEY: 0000920371 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 943196943 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23804 FILM NUMBER: 96655053 BUSINESS ADDRESS: STREET 1: 4637 CHABOT DR STREET 2: STE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 5106099912 MAIL ADDRESS: STREET 1: 4637 CHABOT DR STREET 2: STE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 COMPANY DATA: COMPANY CONFORMED NAME: SIMPSON BARCLAY CENTRAL INDEX KEY: 0001025790 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4637 CHABOT DRIVE STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 MAIL ADDRESS: STREET 1: 4637 CHABOT DRIVE STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 FORM 4 - OCTOBER, 1996 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 4 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person SIMPSON, BARCLAY 4637 Chabot Drive, Suite 200 Pleasanton, CA 94588 USA 2. Issuer Name and Ticker or Trading Symbol SIMPSON MANUFACTURING CO. INC. - (SMCO) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year OCTOBER, 1996 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) (X) Director (X) 10% Owner (X) Officer (give title below) ( ) Other (specify below) CHAIRMAN OF THE BOARD
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | | 1,395 | I | By Trust | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/18/| G | | 20,000 | D | $20.13 | | | | | 96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/18/| G | | 10,000 | D | $20.13 | | | | | 96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/29/| J | | 16,500 | D | $21.25 | | | | | 96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/29/| J | | 16,500 | D | $21.25 | | | | | 96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/29/| J | | 16,500 | D | $21.25 | | | | | 96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/29/| J | | 6,600 | D | $21.25 | | | | | 96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/29/| J | | 6,600 | D | $21.25 | | | | | 96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/29/| J | | 6,600 | D | $21.25 | | | | | 96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/29/| J | | 6,600 | D | $21.25 | | | | | 96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/29/| J | | 254,100 | D | $21.25 | 6,179,055 | I | By General Partnership | | 96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/29/| J | | 254,100 | A | $21.25 | 254,100 | D | | | 96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: J Transaction was a distribution of Common Stock to the partners of Simpson Investment Company ("SIC") including 254,100 shares now held directly by Barclay Simpson, Managing General Partner of SIC. SIGNATURE OF REPORTING PERSON BY: Barclay Simpson /s/ Barclay Simpson - ------------------------------ DATE November 6, 1996 - ------------------------------ -----END PRIVACY-ENHANCED MESSAGE-----