0000950149-01-501611.txt : 20011107 0000950149-01-501611.hdr.sgml : 20011107 ACCESSION NUMBER: 0000950149-01-501611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011031 FILED AS OF DATE: 20011102 COMPANY DATA: COMPANY CONFORMED NAME: TOWSEND DONALD M CENTRAL INDEX KEY: 0001036046 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4637 CHABOT DRIVE STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 MAIL ADDRESS: STREET 1: 4637 CHABOT DRIVE STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIMPSON MANUFACTURING CO INC /CA/ CENTRAL INDEX KEY: 0000920371 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 943196943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13429 FILM NUMBER: 1773829 BUSINESS ADDRESS: STREET 1: 4637 CHABOT DR STREET 2: STE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 5106099912 MAIL ADDRESS: STREET 1: 4637 CHABOT DR STREET 2: STE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 f76715be4.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person 5. If Amendment, Date of Original (Month/Year) TOWNSEND, DONALD M. 4120 Dublin Blvd., Suite 400 6. Relationship of Reporting Person to Issuer Dublin, CA 94568 (Check all applicable) USA ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) 2. Issuer Name and Ticker or Trading Symbol SIMPSON MANUFACTURING CO., INC. - (SSD) PRESIDENT AND C.E.O. OF SIMPSON DURA-VENT COMPANY, INC. 3. IRS or Social Security Number of Reporting Person (Voluntary) 7. Individual or Joint/Group Filing (Check Applicable Line) 4. Statement for Month/Year [X] Form filed by One Reporting Person OCTOBER 2001 [ ] Form filed by More than One Reporting Person
---------------------------------------------------------------------------------------------------------------------------------- Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ----------------------------------------------------------------------------------------------------------------------------------| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D) or| | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ----------------------------------------------------------------------------------------------------------------------------------| Common Stock | 10/24| | | | | | | | | | /2001| S | | 2,600 | D | $49.7519 | | D | | ----------------------------------------------------------------------------------------------------------------------------------| Common Stock | 10/25| | | | | | | | | | /2001| S | | 12,400 | D | $48.5255 | 15,778 | D | | ----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------| ----------------------------------------------------------------------------------------------------------------------------------|
---------------------------------------------------------------------------------------------------------------------------------- Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned | ----------------------------------------------------------------------------------------------------------------------------------| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price |9.Number |10.|11.Nature | Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri |of Deriva |Dir|of | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Indirect | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Beneficial| |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or |Ownership | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 1,875 | D | | ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 1,875 | D | | ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 625 | D | | ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 625 | D | | ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 625 | D | | ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 625 | D | | ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 625 | D | | ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 625 | D | | ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 625 | D | | ----------------------------------------------------------------------------------------------------------------------------------| ----------------------------------------------------------------------------------------------------------------------------------|
Explanation of Responses: SIGNATURE OF REPORTING PERSON BY: Donald M. Townsend /s/DONALD M. TOWNSEND ---------------------------------------- DATE November 1, 2001 ----------------------------------------