-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ifrurnv61wthL6z6i6qMs9dGwDCQb7UY8QyJe1jmMtqs3qhgfYdsE+YmCGVn7Qx5 ZcNLeHSy7suCtuSPiBdUIw== 0000924811-97-000016.txt : 19971106 0000924811-97-000016.hdr.sgml : 19971106 ACCESSION NUMBER: 0000924811-97-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971031 FILED AS OF DATE: 19971105 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIMPSON MANUFACTURING CO INC /CA/ CENTRAL INDEX KEY: 0000920371 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 943196943 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13429 FILM NUMBER: 97707978 BUSINESS ADDRESS: STREET 1: 4637 CHABOT DR STREET 2: STE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 5106099912 MAIL ADDRESS: STREET 1: 4637 CHABOT DR STREET 2: STE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 COMPANY DATA: COMPANY CONFORMED NAME: FITZMYERS THOMAS J CENTRAL INDEX KEY: 0000924811 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OFFICER STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4637 CHABOT DR STREET 2: STE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 MAIL ADDRESS: STREET 1: 4637 CHABOT DR STREET 2: STE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 FORM 4 - OCTOBER 1997 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 4 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person FITZMYERS, THOMAS J 4637 Chabot Drive, Suite 200 Pleasanton, CA 94588 USA 2. Issuer Name and Ticker or Trading Symbol SIMPSON MANUFACTURING CO. INC. - (SMCO) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year OCTOBER 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) PRESIDENT AND CHIEF EXECUTIVE OFFICER
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |10/24/| | | | | | | | | | 97 | S | | 25,000 | D | $36.29 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/27/| | | | | | | | | | 97 | S | | 11,000 | D | $36.00 | 435,632 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | | | | | | | | | | | 9,157 | I | By Trust | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | - ----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
___________________________________________________________________________________________________________________________________ Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 207,110 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 1,125 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 1,125 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 1,125 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 1,125 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 1,125 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 1,125 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 1,125 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 1,125 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: SIGNATURE OF REPORTING PERSON BY: Thomas J Fitzmyers /s/Thomas J Fitzmyers - ------------------------------------- DATE November 4, 1997 - ------------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----