-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IsxRqh6OJLPTHyFXikSYMoZIRkpqImRz/4U8Hw6qphkChErRV2PvZIDeSAadEErW 2HeC/L1wIAHgO4idNnogBA== 0000920371-98-000029.txt : 19980911 0000920371-98-000029.hdr.sgml : 19980911 ACCESSION NUMBER: 0000920371-98-000029 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980831 FILED AS OF DATE: 19980910 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIMPSON MANUFACTURING CO INC /CA/ CENTRAL INDEX KEY: 0000920371 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 943196943 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-13429 FILM NUMBER: 98707657 BUSINESS ADDRESS: STREET 1: 4637 CHABOT DR STREET 2: STE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 5106099912 MAIL ADDRESS: STREET 1: 4637 CHABOT DR STREET 2: STE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 COMPANY DATA: COMPANY CONFORMED NAME: SIMPSON INVESTMENT CO CENTRAL INDEX KEY: 0001025791 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 00000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 4637 CHABOT DRIVE STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 MAIL ADDRESS: STREET 1: 4637 CHABOT DRIVE STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 3 1 FORM 3 - 8/31/98 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person: SIMPSON INVESTMENT COMPANY 4637 Chabot Drive, Suite 200 Pleasanton, CA 94588 2. Date of Event Requiring Statement (Month/Day/Year): August 31, 1998 3. IRS or Social Security Number of Reporting Person (Voluntary): 4. Issuer Name and Ticker or Trading Symbol: SIMPSON MANUFACTURING CO., INC. ("SSD") 5. Relationship of Reporting Person to Issuer (Check all applicable): [X] Director [X] 10% Owner [ ] Officer (give title below): [ ] Other (specify below): ------------------------------------------ 6. If Amendment, Date of Original (Month/Day/Year): 7. Inidividual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
_________________________________________________________________________________________________________________________________ TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED | _________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of Securities |3. Ownership |4. Nature of Indirect Beneficial Ownership | (Instr. 4) | Beneficially Owned | Form: Direct | (Instr. 5) | | (Instr. 4) | (D) or Indirect | | | | (I) (Instr. 5) | | _________________________________________________________________________________________________________________________________| | | | | Common Stock | 5,000 | D | | - ---------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | - ---------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | - ---------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | - ---------------------------------------------------------------------------------------------------------------------------------|
_________________________________________________________________________________________________________________________________ TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) | _________________________________________________________________________________________________________________________________| 1. Title of Derivative Security |2. Date Exercisable |3. Title and Amount of |4. Conver- |5. Ownership |6. Nature of | (Instr.4) | Expiration | Securities Under- | sion or | Form of | Indirect | | (Month/Day/Year) | lying Derivative | Exercise | Derivative | Beneficial | | | Security (Instr.4) | Price of | Security: | Ownership | | | | Deri- | Direct (D) | | | | | vative | or Indirect| (Instr.5) | | | | Security | (I) | | | Date | Expiration | Title | Amount or | | | | | Exer- | Date | | Number of | | | | | cisable | | | Shares | | (Instr.5) | | _________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | | - ---------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | - ---------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | - ---------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | - ---------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | - ---------------------------------------------------------------------------------------------------------------------------------|
Explanation of Responses: SIMPSON INVESTMENT COMPANY /s/Barclay Simpson September 10, 1998 - --------------------------------- ----------------------- **Signature of Reporting Person Date Barclay Simpson, General Partner ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, SEE Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----