0000920371-17-000022.txt : 20170207 0000920371-17-000022.hdr.sgml : 20170207 20170207110920 ACCESSION NUMBER: 0000920371-17-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170204 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIMPSON MANUFACTURING CO INC /CA/ CENTRAL INDEX KEY: 0000920371 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 943196943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5956 W LAS POSITAS BLVD CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9255609000 MAIL ADDRESS: STREET 1: 5956 W LAS POSITAS BLVD CITY: PLEASANTON STATE: CA ZIP: 94588 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arevalo Ricardo M CENTRAL INDEX KEY: 0001601717 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13429 FILM NUMBER: 17577711 MAIL ADDRESS: STREET 1: 5956 W. LAS POSITAS BLVD. CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 wf-form4_148648374725194.xml FORM 4 X0306 4 2017-02-04 0 0000920371 SIMPSON MANUFACTURING CO INC /CA/ SSD 0001601717 Arevalo Ricardo M 5956 W. LAS POSITAS PLEASANTON CA 94588 0 1 0 0 COO, Simpson Strong-Tie Common Stock (RSUs awarded February 4, 2017) 2017-02-04 4 A 0 4423 43.42 A 4423 D Common Stock (PRSUs awarded February 4, 2017) 2017-02-04 4 A 0 8859 43.42 A 8859 D Common Stock (RSUs awarded February 1, 2016) 4974 D Common Stock (PRSUs awarded February 1, 2016) 6126 D Common Stock (RSUs awarded February 2, 2015) 2170 D Common Stock (RSUs awarded February 3, 2014) 3210 D Common Stock (RSUs awarded February 6, 2013) 2415 D Amount includes 4,423 shares of restricted stock units (RSUs) awarded on February 4, 2017. RSUs vest one fourth on February 15, 2017, February 15, 2018, February 15, 2019, and February 15, 2020. The 4,423 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting. Amount includes 8,859 shares of restricted stock units (RSUs) awarded on February 4, 2017. RSUs vest fully on February 15, 2020, subject to the Company's performance on revenue growth (50%) and return on invested capital (50%) versus the Company's peer group median. The 8,859 shares assume that the number of shares that vest are based on targeted performance and are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting. Amount includes 4,974 shares of restricted stock units (RSUs) awarded on February 1, 2016. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 4,974 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting. Amount includes 6,126 shares of restricted stock units (RSUs) awarded on February 1, 2016. RSUs vest fully on the third anniversary of the award date subject to the Company's relative performance versus the S&P Smallcap 600 Index. The 6,126 shares assume that the maximum number of shares will vest, based on performance at the highest level, and are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting. Amount includes 2,170 shares of restricted stock units (RSUs) awarded on February 2, 2015. RSUs vest three fourths on the third anniversary of the award date and one fourth on the fourth anniversary of the award date. The 2,170 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting. Amount includes 3,210 shares of restricted stock units (RSUs) awarded on February 3, 2014. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 3,210 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting. Amount was reduced by 25 shares to reflect the actual number of shares vested after withholding shares for the payment of income and other taxes due at the time of vesting. /s/RICARDO M. AREVALO 2017-02-07