-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QAzARivwn1TGFByyTlpy6pDWiKylyAgxjcehdK14oAqFwNwfyFxiMaKZBd3kp0mA JdkgU0+MZva4Dsf4bCnlMQ== 0000920371-98-000031.txt : 19981008 0000920371-98-000031.hdr.sgml : 19981008 ACCESSION NUMBER: 0000920371-98-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19981007 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIMPSON MANUFACTURING CO INC /CA/ CENTRAL INDEX KEY: 0000920371 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 943196943 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13429 FILM NUMBER: 98721753 BUSINESS ADDRESS: STREET 1: 4637 CHABOT DR STREET 2: STE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 5106099912 MAIL ADDRESS: STREET 1: 4637 CHABOT DR STREET 2: STE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 COMPANY DATA: COMPANY CONFORMED NAME: SIMPSON BARCLAY CENTRAL INDEX KEY: 0001025790 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4637 CHABOT DRIVE STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 MAIL ADDRESS: STREET 1: 4637 CHABOT DRIVE STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 FORM 4 - SEPTEMBER 1998 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person SIMPSON, BARCLAY 4637 Chabot Drive, Suite 200 Pleasanton, CA 94588 USA 2. Issuer Name and Ticker or Trading Symbol SIMPSON MANUFACTURING CO., INC. - (SSD) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year SEPTEMBER 1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) (X) Director (X) 10% Owner (X) Officer (give title below) ( ) Other (specify below) CHAIRMAN OF THE BOARD 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
__________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | __________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | __________________________________________________________________________________________________________________________________| Common Stock |09/15/| G | | 700 | D | $30.0625 | 3,549,671 | D | | | 1998| | | | | | | | | - ----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | 5,001 | I | By General Partnership | | | | | | | | | | | - ----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | 2,191 | I | By Trust | | | | | | | | | | | - ----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | - ----------------------------------------------------------------------------------------------------------------------------------| __________________________________________________________________________________________________________________________________|
__________________________________________________________________________________________________________________________________ Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned | __________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price |9.Number |10.|11.Nature | Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri |of Deriva |Dir|of Indirect| |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | __________________________________________________________________________________________________________________________________| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - ----------------------------------------------------------------------------------------------------------------------------------| | Options on | | | | | | | | | | | | | | | | Common Stock | | | | | | | | | | | | 125 | D | | - ----------------------------------------------------------------------------------------------------------------------------------| __________________________________________________________________________________________________________________________________|
Explanation of Responses: SIGNATURE OF REPORTING PERSON BY: Barclay Simpson /s/BARCLAY SIMPSON - ------------------------------ DATE OCTOBER 6, 1998 - ------------------------------ -----END PRIVACY-ENHANCED MESSAGE-----