0001179110-14-000686.txt : 20140108 0001179110-14-000686.hdr.sgml : 20140108 20140108155504 ACCESSION NUMBER: 0001179110-14-000686 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140108 DATE AS OF CHANGE: 20140108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLYNN THOMAS L CENTRAL INDEX KEY: 0001184322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 14516459 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 edgar.xml FORM 4 - X0306 4 2013-12-31 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001184322 FLYNN THOMAS L 1398 CENTRAL AVE. DUBUQUE IA 52001 1 0 0 0 Common Stock 2013-12-31 4 A 0 493 0 A 60584.8463 D Common Stock 9496.125 I IRA Common Stock 2786.340 I IRA, Wife The reporting person disclaims benefical ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Secion 16 or any other purpose. Includes 30,142.8463 shares held in the name of Thomas L. Flynn & Jane G. Flynn Jt Ten. Self directed IRA Trust These shares participate in a dividend reinvestment plan. Includes 1,100 shares of Restricted Stock Units granted under the 2012 Long-Term Incentive Plan. These shares are subject to a one (1) year vesting schedule. /s/ Thomas L. Flynn 2014-01-08