0001179110-13-009113.txt : 20130524 0001179110-13-009113.hdr.sgml : 20130524 20130524172558 ACCESSION NUMBER: 0001179110-13-009113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130522 FILED AS OF DATE: 20130524 DATE AS OF CHANGE: 20130524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALB MARK C CENTRAL INDEX KEY: 0001184321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 13872962 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 edgar.xml FORM 4 - X0306 4 2013-05-22 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001184321 FALB MARK C 1398 CENTRAL AVE. DUBUQUE IA 52001 1 0 0 0 Common Stock 2013-05-22 4 A 0 1100 0 A 33585 I As Trustee Common Stock 68856 I Spouse, Trust Shares held in the Mark C. Falb Revocable Trust, Mark C. Falb Trustee Shares held in Cheryl A. Falb Revocable Trust, Cheryl A. Falb Trustee The reporting person disclaims benefical ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Includes 1,100 shares of Restricted Stock Units granted under the 2012 Long-Term Incentive Plan. These shares are subject to a one (1) year vesting schedule. /s/ Mark C. Falb 2013-05-24