0001179110-13-001797.txt : 20130204 0001179110-13-001797.hdr.sgml : 20130204 20130204172413 ACCESSION NUMBER: 0001179110-13-001797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130131 FILED AS OF DATE: 20130204 DATE AS OF CHANGE: 20130204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONLAN JAMES F CENTRAL INDEX KEY: 0001184317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 13571125 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 edgar.xml FORM 4 - X0306 4 2013-01-31 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001184317 CONLAN JAMES F 1398 CENTRAL AVE. DUBUQUE IA 52001 1 0 0 0 Common Stock 1479 D Common Stock 225602 I Spouse's Trust Common Stock 2013-01-31 4 P 0 1000 23.74 A 68079 I Trust Common Stock 2013-01-31 4 P 0 1000 23.74 A 68080 I Trust The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Shares held by Mary Fuller Conlan Trustee UA Dtd 4-13-04 Mary Fuller Conlan Trust. Shares held by James F. Conlan Trustee UA Dtd 4-13-04 James F. Conlan Trust. Shares held by Mary L. Conlan Trustee UA Dtd 12-31-12 Camille Fuller Conlan Trust. Includes 1,000 shares held at Raymond James in street name. Shares held by Mary L. Conlan Trustee UA Dtd 12-31-12 Bridget Fuller Conlan Trust. Includes 1,000 shares held at Raymond James in street name. Includes 1,000 shares of Restricted Stock Units granted under the 2012 Long-Term Incentive Plan. These shares are subject to a one (1) year vesting schedule. /s/ James F. Conlan 2013-02-04