0001179110-12-007548.txt : 20120502 0001179110-12-007548.hdr.sgml : 20120502 20120502162550 ACCESSION NUMBER: 0001179110-12-007548 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120502 DATE AS OF CHANGE: 20120502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER MELVIN E CENTRAL INDEX KEY: 0001291362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 12805617 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 edgar.xml FORM 4 - X0305 4 2012-05-01 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001291362 MILLER MELVIN E 1398 CENTRAL AVE. DUBUQUE IA 52001 0 1 0 0 Chief Investment Officer Common Stock 2012-05-01 4 G 0 636 0 D 0 D Common Stock 2012-05-01 4 M 0 4500 11.84 A 0 D Common Stock 2012-05-01 4 S 0 3308 19.30 D 25768 D Common Stock 6230 I IRA Common Stock 7680 I Retirement Fund Common Stock 3899 I HRT Retirement Plan Non-Qualified Stock Option (Right to Buy 11.84 2012-05-01 4 M 0 4500 0 D 2013-01-21 Common Stock 0 0 D Non-Qualified Stock Option (Right to Buy 19.48 2014-01-20 Common Stock 3000 3000 D Non-Qualified Stock Option (Right to Buy) 21.00 2015-02-10 Common Stock 5000 5000 D Non-Qualified Stock Option (Right to Buy 21.60 2016-02-06 Common Stock 1500 1500 D Non-Qualified Stock Option (Right to Buy) 29.65 2017-01-16 Common Stock 1500 1500 D Non-Qualified Stock Option (Right to Buy) 18.60 2018-01-24 Common Stock 2500 2500 D Shares held jointly with reporting person's spouse. Represents options to buy granted under the Company's Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant. Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006. Includes 10,338 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date. Includes 2,738 shares of Performance Based Restricted Stock. Multiple line entry....see last entry for total. /s/ Melvin E. Miller 2012-05-02