0001179110-12-000736.txt : 20120112
0001179110-12-000736.hdr.sgml : 20120112
20120112150855
ACCESSION NUMBER: 0001179110-12-000736
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120110
FILED AS OF DATE: 20120112
DATE AS OF CHANGE: 20120112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILLER MELVIN E
CENTRAL INDEX KEY: 0001291362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 12524105
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
edgar.xml
FORM 4 -
X0304
4
2012-01-10
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001291362
MILLER MELVIN E
1398 CENTRAL AVE.
DUBUQUE
IA
52001
0
1
0
0
Chief Investment Officer
Common Stock
2012-01-10
4
M
0
5000
8.80
A
23250
D
Common Stock
6230
I
IRA
Common Stock
7680
I
Retirement Fund
Common Stock
3899
I
HRT Retirement Plan
Non-Qualified Stock Option (Right to Buy
8.80
2012-01-10
4
M
0
5000
0
D
2012-01-15
Common Stock
0
0
D
Non-Qualified Stock Option (Right to Buy
11.84
2013-01-21
Common Stock
4500
4500
D
Non-Qualified Stock Option (Right to Buy
19.48
2014-01-20
Common Stock
3000
3000
D
Non-Qualified Stock Option (Right to Buy)
21.00
2015-02-10
Common Stock
5000
5000
D
Non-Qualified Stock Option (Right to Buy
21.60
2016-02-06
Common Stock
1500
1500
D
Non-Qualified Stock Option (Right to Buy)
29.65
2017-01-16
Common Stock
1500
1500
D
Non-Qualified Stock Option (Right to Buy)
18.60
2018-01-24
Common Stock
2500
2500
D
Shares held jointly with reporting person's spouse.
Represents options to buy granted under the Company's Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
Includes 593 Restricted Stock Awards granted under the 2005 Long-Term Incentive Plan.
Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
Includes 7,600 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date. The RSU grant is subject to the settlement restrictions under the TARP.
/s/ Melvin E. Miller
2012-01-12