-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CJCHDK8UxppsoZjlcDjdH382BXK9qBeQ+RJnk29bIRrPEItHsoFTLG51xvRWLNK0 UZj6eDkbhzmPec26n4ZUdA== 0001179110-07-001350.txt : 20070117 0001179110-07-001350.hdr.sgml : 20070117 20070117123258 ACCESSION NUMBER: 0001179110-07-001350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070116 FILED AS OF DATE: 20070117 DATE AS OF CHANGE: 20070117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PECKOSH PAUL J CENTRAL INDEX KEY: 0001184328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 07534172 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 edgar.xml FORM 4 - X0202 4 2007-01-16 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001184328 PECKOSH PAUL J 1398 CENTRAL AVE. DUBUQUE IA 52001 0 1 0 0 SVP, Trust Common Stock 106374 D Common Stock 8232 I 401(k) Common Stock 1450 I By Spouse Non-Qualified Stock Option (Right to Buy 9.83 2008-01-02 Common Stock 18000 18000 D Non-Qualified Stock Option (Right to Buy 12.00 2009-01-02 Common Stock 9000 9000 D Non-Qualified Stock Option (Right to Buy 12.00 2010-01-17 Common Stock 2250 2250 D Non-Qualified Stock Option (Right to Buy 8.67 2011-06-01 Common Stock 750 750 D Non-Qualified Stock Option (Right to Buy 8.80 2012-01-15 Common Stock 750 750 D Non-Qualified Stock Option (Right to Buy 11.84 2013-01-21 Common Stock 3000 3000 D Non-Qualified Stock Option (Right to Buy) 19.48 2014-01-20 Common Stock 2000 2000 D Non-Qualified Stock Option (Right to Buy) 21.00 2015-02-10 Common Stock 2000 2000 D Non-Qualified Stock Option (Right to Buy 21.60 2016-02-06 Common Stock 1500 1500 D Non-Qualified Stock Option (Right to Buy) 29.65 2007-01-16 4 A 0 1500 0 A 2017-01-16 Common Stock 1500 1500 D Includes 4,940 shares held jointly with reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Represents options to buy granted under the Company's Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant. Includes 5,000 Restricted Stock Awards granted under the 2005 Long-Term Incentive Plan. This amount reflects the integration of reporting person's IRA into his 401k Plan. These shares reflect 264 shares issued as of 12/29/06, pursuant to the Employee Stock Purchase Plan. /s/ Paul J. Peckosh 2007-01-17 -----END PRIVACY-ENHANCED MESSAGE-----