0000920112-24-000118.txt : 20240523 0000920112-24-000118.hdr.sgml : 20240523 20240523160744 ACCESSION NUMBER: 0000920112-24-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240521 FILED AS OF DATE: 20240523 DATE AS OF CHANGE: 20240523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Unger Kathryn G CENTRAL INDEX KEY: 0001863458 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 24978224 MAIL ADDRESS: STREET 1: 1800 LARIMER ST., SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 LARIMER STREET STREET 2: SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 5635892100 MAIL ADDRESS: STREET 1: 700 LOCUST STREET STREET 2: FOURTH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wk-form4_1716494848.xml FORM 4 X0508 4 2024-05-21 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001863458 Unger Kathryn G 1800 LARIMER ST., SUITE 1800 DENVER CO 80202 1 0 0 0 0 Common Stock 3846 D Common Stock 2024-05-21 4 S 0 2450 45.5892 D 1396 D 2024 Time-Based Restricted Stock 2024-05-22 4 A 0 3534 0 A Common Stock 3534 3534 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.55 to $45.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock These restricted stock units are granted under the 2024 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. /s/ Janet Emerson, as attorney-in-fact for Kathryn G. Unger 2024-05-23