0000920112-24-000096.txt : 20240507 0000920112-24-000096.hdr.sgml : 20240507 20240507164508 ACCESSION NUMBER: 0000920112-24-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240507 FILED AS OF DATE: 20240507 DATE AS OF CHANGE: 20240507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engel Robert B CENTRAL INDEX KEY: 0001791732 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 24922774 MAIL ADDRESS: STREET 1: C/O ALLIED MOTION TECHNOLOGIES INC. STREET 2: 495 COMMERCE DRIVE CITY: AMHERST STATE: NY ZIP: 14228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 LARIMER STREET STREET 2: SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 5635892100 MAIL ADDRESS: STREET 1: 700 LOCUST STREET STREET 2: FOURTH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wk-form4_1715114695.xml FORM 4 X0508 4 2024-05-07 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001791732 Engel Robert B 1800 LARIMER ST., SUITE 1800 DENVER CO 80202 1 0 0 0 0 Depositary shares 2024-05-07 4 S 0 7600 25.2608 D 17000 D Common Stock 14883.0929 D Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.21 to $25.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Janet Emerson, as attorney-in-fact for Robert B. Engel 2024-05-07