0000920112-23-000233.txt : 20230802 0000920112-23-000233.hdr.sgml : 20230802 20230802163603 ACCESSION NUMBER: 0000920112-23-000233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230801 FILED AS OF DATE: 20230802 DATE AS OF CHANGE: 20230802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Jai CENTRAL INDEX KEY: 0001829973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 231136328 MAIL ADDRESS: STREET 1: 1800 LARIMER ST., SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 FORMER NAME: FORMER CONFORMED NAME: Kim Jay DATE OF NAME CHANGE: 20201026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 LARIMER STREET STREET 2: SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 5635892100 MAIL ADDRESS: STREET 1: 700 LOCUST STREET STREET 2: FOURTH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wk-form4_1691008546.xml FORM 4 X0508 4 2023-08-01 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001829973 Kim Jai 1800 LARIMER ST., SUITE 1800 DENVER CO 80202 0 1 0 0 EVP & General Counsel, CAO 0 Common Stock 2023-08-01 4 M 0 791 0 A 1555 D Common Stock 2023-08-01 4 F 0 243 34.34 D 1312 D 2022 Time-Based Restricted Stock 2023-08-01 4 M 0 791 0 D Common Stock 791 1584 D Vesting of restricted stock units ("RSUs") previously granting to the Reporting Person. These shares were withheld from distribution at the request of the reporting person to satisfy tax liability. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. /s/ Janet Emerson, as attorney-in-fact for Jai Kim 2023-08-02