0000920112-23-000092.txt : 20230323 0000920112-23-000092.hdr.sgml : 20230323 20230323110316 ACCESSION NUMBER: 0000920112-23-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230321 FILED AS OF DATE: 20230323 DATE AS OF CHANGE: 20230323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Jai CENTRAL INDEX KEY: 0001829973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 23754909 MAIL ADDRESS: STREET 1: 700 LOCUST STREET, 4TH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 FORMER NAME: FORMER CONFORMED NAME: Kim Jay DATE OF NAME CHANGE: 20201026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 LARIMER STREET STREET 2: SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 5635892100 MAIL ADDRESS: STREET 1: 700 LOCUST STREET STREET 2: FOURTH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_167958378266262.xml FORM 4 X0407 4 2023-03-21 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001829973 Kim Jai 700 LOCUST STREET, 4TH FLOOR DUBUQUE IA 52001 0 1 0 0 EVP & General Counsel, CAO 0 Common Stock 2023-03-21 4 M 0 302 0 A 597 D Common Stock 2023-03-21 4 M 0 376 0 A 973 D Common Stock 2023-03-21 4 F 0 93 38.40 D 880 D Common Stock 2023-03-21 4 F 0 116 38.40 D 764 D 2021 Time-Based Restricted Stock 2023-03-21 4 M 0 302 0 D Common Stock 302.0 312 D 2022 Time-Based Restricted Stock 2023-03-21 4 M 0 376 0 D Common Stock 376.0 753 D Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. /s/ Janet Emerson, as attorney-in-fact for Jai Kim 2023-03-23