0000920112-23-000058.txt : 20230302 0000920112-23-000058.hdr.sgml : 20230302 20230302162516 ACCESSION NUMBER: 0000920112-23-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Neill Tamina CENTRAL INDEX KEY: 0001791774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 23699349 MAIL ADDRESS: STREET 1: 700 LOCUST STREET, 4TH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 LARIMER STREET STREET 2: SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 5635892100 MAIL ADDRESS: STREET 1: 700 LOCUST STREET STREET 2: FOURTH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_167779228944919.xml FORM 4 X0306 4 2023-02-28 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001791774 O'Neill Tamina 700 LOCUST STREET, 4TH FLOOR DUBUQUE IA 52001 0 1 0 0 EVP Chief Risk Officer Common Stock 2023-02-28 4 M 0 649 0 A 1368 D Common Stock 2023-02-28 4 F 0 191 49.27 D 1177 D 2023 Time-Based Restricted Stock 2023-02-28 4 A 0 1821 0 A Common Stock 1821.0 1821 D 2020 Performance Based Restricted Stock (3-year performance) 2023-02-28 4 M 0 843 0 D Common Stock 843.0 0 D Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 17, 2020, achievement of 77% of performance criteria. These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-21-2024, 1/3 vest on 3-21-2025, and 1/3 vest on 3-21-2026. /s/ Janet Emerson, as attorney-in-fact for Tamina O'Neill 2023-03-02