0000920112-23-000058.txt : 20230302
0000920112-23-000058.hdr.sgml : 20230302
20230302162516
ACCESSION NUMBER: 0000920112-23-000058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230228
FILED AS OF DATE: 20230302
DATE AS OF CHANGE: 20230302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Neill Tamina
CENTRAL INDEX KEY: 0001791774
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 23699349
MAIL ADDRESS:
STREET 1: 700 LOCUST STREET, 4TH FLOOR
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1800 LARIMER STREET
STREET 2: SUITE 1800
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 5635892100
MAIL ADDRESS:
STREET 1: 700 LOCUST STREET
STREET 2: FOURTH FLOOR
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_167779228944919.xml
FORM 4
X0306
4
2023-02-28
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001791774
O'Neill Tamina
700 LOCUST STREET, 4TH FLOOR
DUBUQUE
IA
52001
0
1
0
0
EVP Chief Risk Officer
Common Stock
2023-02-28
4
M
0
649
0
A
1368
D
Common Stock
2023-02-28
4
F
0
191
49.27
D
1177
D
2023 Time-Based Restricted Stock
2023-02-28
4
A
0
1821
0
A
Common Stock
1821.0
1821
D
2020 Performance Based Restricted Stock (3-year performance)
2023-02-28
4
M
0
843
0
D
Common Stock
843.0
0
D
Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 17, 2020, achievement of 77% of performance criteria.
These shares were withheld from distribution at the request of reporting person to satisfy tax liability.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-21-2024, 1/3 vest on 3-21-2025, and 1/3 vest on 3-21-2026.
/s/ Janet Emerson, as attorney-in-fact for Tamina O'Neill
2023-03-02