0000920112-23-000052.txt : 20230302 0000920112-23-000052.hdr.sgml : 20230302 20230302161601 ACCESSION NUMBER: 0000920112-23-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quick Janet M CENTRAL INDEX KEY: 0001665256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 23699119 MAIL ADDRESS: STREET 1: 700 LOCUST STREET, 4TH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 LARIMER STREET STREET 2: SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 5635892100 MAIL ADDRESS: STREET 1: 700 LOCUST STREET STREET 2: FOURTH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_167779173458892.xml FORM 4 X0306 4 2023-02-28 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001665256 Quick Janet M 700 LOCUST STREET, 4TH FLOOR DUBUQUE IA 52001 0 1 0 0 EVP, Principal Acctg Officer Common Stock 2023-02-28 4 M 0 865 0 A 17075 D Common Stock 2023-02-28 4 F 0 284 49.27 D 16791 D Common Stock 919 I 401 (k) Common Stock 432.009 I IRA Common Stock 265 I Pension Plan 2023 Time-Based Restricted Stock 2023-02-28 4 A 0 870 0 A Common Stock 870.0 870 D 2020 Performance Based Restricted Stock (3-year performance) 2023-02-28 4 M 0 1124 0 D Common Stock 1124.0 0 D Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 17, 2020, achievement of 77% of performance criteria. These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-21-2024, 1/3 vest on 3-21-2025, and 1/3 vest on 3-21-2026. /s/ Janet Emerson, as attorney-in-fact for Janet M. Quick 2023-03-02