0000920112-23-000040.txt : 20230301 0000920112-23-000040.hdr.sgml : 20230301 20230301170202 ACCESSION NUMBER: 0000920112-23-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKeag Bryan CENTRAL INDEX KEY: 0001545176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 23694696 MAIL ADDRESS: STREET 1: 700 LOCUST STREET, 4TH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 LARIMER STREET STREET 2: SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 5635892100 MAIL ADDRESS: STREET 1: 700 LOCUST STREET STREET 2: FOURTH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_167770808970786.xml FORM 4 X0306 4 2023-02-28 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001545176 McKeag Bryan 700 LOCUST STREET, 4TH FLOOR DUBUQUE IA 52001 0 1 0 0 Chief Financial Officer Common Stock 2023-02-28 4 M 0 2770 0 A 16391 D 2020 Performance Based Restricted Stock (3-year performance) 2023-02-28 4 M 0 3597 0 D Common Stock 3597.0 0 D 2023 Time-Based Restricted Stock 2023-02-28 4 A 0 3170 0 A Common Stock 3170.0 3170 D Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 17, 2020, achievement of 77% of performance criteria. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-21-2024, 1/3 vest on 3-21-2025, and 1/3 vest on 3-21-2026. /s/ Janet Emerson, as attorney-in-fact for Bryan McKeag 2023-03-01