0000920112-22-000341.txt : 20221205
0000920112-22-000341.hdr.sgml : 20221205
20221205191055
ACCESSION NUMBER: 0000920112-22-000341
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221201
FILED AS OF DATE: 20221205
DATE AS OF CHANGE: 20221205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quinn Kevin G
CENTRAL INDEX KEY: 0001918936
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 221446300
MAIL ADDRESS:
STREET 1: 700 LOCUST STREET, 4TH FLOOR
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_167028543592246.xml
FORM 4
X0306
4
2022-12-01
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001918936
Quinn Kevin G
700 LOCUST STREET, 4TH FLOOR
DUBUQUE
IA
52001
0
1
0
0
EVP Chief Banking Officer
Common Stock
5352
I
401(k)
Common Stock
5126
D
2020 Performance Based Restricted Stock (3-year performance)
Common Stock
1517.0
1517
D
2020 Time-Based Restricted Stock
Common Stock
506.0
506
D
2021 Performance Based Restricted Stock (3-year performance)
Common Stock
1874.0
1874
D
2021 Time-Based Restricted Stock
Common Stock
837.0
837
D
2022 Performance Based Restricted Stock (3-year performance)
Common Stock
2600.0
2600
D
2022 Time-Based Restricted Stock
Common Stock
1734.0
1734
D
Non-Qualified Stock Option (Right To Buy)
48.79
2022-12-01
4
A
0
7097
0
A
2032-12-01
Common Stock
7097.0
7097
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025.
The options shall vest 25% on each of the first four anniversaries of the grant date of the award
/s/ Janet Emerson, as attorney-in-fact for Kevin G. Quinn
2022-12-05