0000920112-22-000337.txt : 20221205 0000920112-22-000337.hdr.sgml : 20221205 20221205190736 ACCESSION NUMBER: 0000920112-22-000337 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221201 FILED AS OF DATE: 20221205 DATE AS OF CHANGE: 20221205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prince David CENTRAL INDEX KEY: 0001761919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 221446286 MAIL ADDRESS: STREET 1: 700 LOCUST STREET, 4TH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_167028523306212.xml FORM 4 X0306 4 2022-12-01 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001761919 Prince David 700 LOCUST STREET, 4TH FLOOR DUBUQUE IA 52001 0 0 0 1 EVP, Head of Commercial Common Stock 9963 D 2020 Performance Based Restricted Stock (3-year performance) Common Stock 2979.0 2979 D 2020 Time-Based Restricted Stock Common Stock 993.0 993 D 2021 Performance Based Restricted Stock (3-year performance) Common Stock 3607.0 3607 D 2021 Time-Based Restricted Stock Common Stock 1612.0 1612 D 2022 Performance Based Restricted Stock (3-year performance) Common Stock 3628.0 3628 D 2022 Time-Based Restricted Stock Common Stock 2419.0 2419 D Non-Qualified Stock Option (Right To Buy) 48.79 2022-12-01 4 A 0 6774 0 A 2032-12-01 Common Stock 6774.0 6774 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025. The options shall vest 25% on each of the first four anniversaries of the grant date of the award /s/ Janet Emerson, as attorney-in-fact for David Prince 2022-12-05