0000920112-22-000337.txt : 20221205
0000920112-22-000337.hdr.sgml : 20221205
20221205190736
ACCESSION NUMBER: 0000920112-22-000337
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221201
FILED AS OF DATE: 20221205
DATE AS OF CHANGE: 20221205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prince David
CENTRAL INDEX KEY: 0001761919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 221446286
MAIL ADDRESS:
STREET 1: 700 LOCUST STREET, 4TH FLOOR
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_167028523306212.xml
FORM 4
X0306
4
2022-12-01
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001761919
Prince David
700 LOCUST STREET, 4TH FLOOR
DUBUQUE
IA
52001
0
0
0
1
EVP, Head of Commercial
Common Stock
9963
D
2020 Performance Based Restricted Stock (3-year performance)
Common Stock
2979.0
2979
D
2020 Time-Based Restricted Stock
Common Stock
993.0
993
D
2021 Performance Based Restricted Stock (3-year performance)
Common Stock
3607.0
3607
D
2021 Time-Based Restricted Stock
Common Stock
1612.0
1612
D
2022 Performance Based Restricted Stock (3-year performance)
Common Stock
3628.0
3628
D
2022 Time-Based Restricted Stock
Common Stock
2419.0
2419
D
Non-Qualified Stock Option (Right To Buy)
48.79
2022-12-01
4
A
0
6774
0
A
2032-12-01
Common Stock
6774.0
6774
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025.
The options shall vest 25% on each of the first four anniversaries of the grant date of the award
/s/ Janet Emerson, as attorney-in-fact for David Prince
2022-12-05