0000920112-22-000329.txt : 20221205
0000920112-22-000329.hdr.sgml : 20221205
20221205185714
ACCESSION NUMBER: 0000920112-22-000329
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220801
FILED AS OF DATE: 20221205
DATE AS OF CHANGE: 20221205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Jai
CENTRAL INDEX KEY: 0001829973
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 221446262
MAIL ADDRESS:
STREET 1: 700 LOCUST STREET, 4TH FLOOR
CITY: DUBUQUE
STATE: IA
ZIP: 52001
FORMER NAME:
FORMER CONFORMED NAME: Kim Jay
DATE OF NAME CHANGE: 20201026
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_167028460664162.xml
FORM 4
X0306
4
2022-08-01
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001829973
Kim Jai
700 LOCUST STREET, 4TH FLOOR
DUBUQUE
IA
52001
0
1
0
0
EVP & General Counsel, CAO
Common Stock
295
D
2021 Performance Based Restricted Stock (3-year performance)
Common Stock
1374.0
1374
D
2021 Time-Based Restricted Stock
Common Stock
614.0
614
D
2022 Performance Based Restricted Stock (3-year performance)
Common Stock
1693.0
1693
D
2022 Time-Based Restricted Stock
Common Stock
1129.0
1129
D
2022 Time-Based Restricted Stock
2022-08-01
4
A
0
2375
0
A
Common Stock
2375.0
2375
D
Non-Qualified Stock Option (Right To Buy)
48.79
2022-12-01
4
A
0
6452
0
A
2032-12-01
Common Stock
6452.0
6452
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025.
Of these restricted stock units, 1/3 vest on 8-1-2023, 1/3 vest on 8-1-2024, and 1/3 vest on 8-1-2025
The options shall vest 25% on each of the first four anniversaries of the grant date of the award
/s/ Janet Emerson, as attorney-in-fact for Jay Kim
2022-12-05