0000920112-22-000329.txt : 20221205 0000920112-22-000329.hdr.sgml : 20221205 20221205185714 ACCESSION NUMBER: 0000920112-22-000329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220801 FILED AS OF DATE: 20221205 DATE AS OF CHANGE: 20221205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Jai CENTRAL INDEX KEY: 0001829973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 221446262 MAIL ADDRESS: STREET 1: 700 LOCUST STREET, 4TH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 FORMER NAME: FORMER CONFORMED NAME: Kim Jay DATE OF NAME CHANGE: 20201026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_167028460664162.xml FORM 4 X0306 4 2022-08-01 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001829973 Kim Jai 700 LOCUST STREET, 4TH FLOOR DUBUQUE IA 52001 0 1 0 0 EVP & General Counsel, CAO Common Stock 295 D 2021 Performance Based Restricted Stock (3-year performance) Common Stock 1374.0 1374 D 2021 Time-Based Restricted Stock Common Stock 614.0 614 D 2022 Performance Based Restricted Stock (3-year performance) Common Stock 1693.0 1693 D 2022 Time-Based Restricted Stock Common Stock 1129.0 1129 D 2022 Time-Based Restricted Stock 2022-08-01 4 A 0 2375 0 A Common Stock 2375.0 2375 D Non-Qualified Stock Option (Right To Buy) 48.79 2022-12-01 4 A 0 6452 0 A 2032-12-01 Common Stock 6452.0 6452 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025. Of these restricted stock units, 1/3 vest on 8-1-2023, 1/3 vest on 8-1-2024, and 1/3 vest on 8-1-2025 The options shall vest 25% on each of the first four anniversaries of the grant date of the award /s/ Janet Emerson, as attorney-in-fact for Jay Kim 2022-12-05