0000920112-22-000283.txt : 20220812 0000920112-22-000283.hdr.sgml : 20220812 20220812103846 ACCESSION NUMBER: 0000920112-22-000283 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220812 FILED AS OF DATE: 20220812 DATE AS OF CHANGE: 20220812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karrels Kevin C CENTRAL INDEX KEY: 0001939444 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 221158480 MAIL ADDRESS: STREET 1: 700 LOCUST STREET 4TH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 3 1 wf-form3_166031511209323.xml FORM 3 X0206 3 2022-08-12 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001939444 Karrels Kevin C 700 LOCUST STREET DUBUQUE IA 52001 0 1 0 0 EVP, Head of Consumer, Retail Common Stock 1809 D 2020 Time-Based Restricted Stock Common Stock 374.0 D 2021 Time-Based Restricted Stock Common Stock 614.0 D 2022 Time-Based Restricted Stock Common Stock 893.0 D 2020 Performance Based Restricted Stock (3-year performance) Common Stock 1124.0 D 2021 Performance Based Restricted Stock (3-year performance) Common Stock 1374.0 D 2022 Performance Based Restricted Stock (3-year performance) Common Stock 1340.0 D Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025. These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer /s/ Kevin C. Karrels 2022-08-12