0000920112-22-000283.txt : 20220812
0000920112-22-000283.hdr.sgml : 20220812
20220812103846
ACCESSION NUMBER: 0000920112-22-000283
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220812
FILED AS OF DATE: 20220812
DATE AS OF CHANGE: 20220812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karrels Kevin C
CENTRAL INDEX KEY: 0001939444
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 221158480
MAIL ADDRESS:
STREET 1: 700 LOCUST STREET 4TH FLOOR
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
3
1
wf-form3_166031511209323.xml
FORM 3
X0206
3
2022-08-12
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001939444
Karrels Kevin C
700 LOCUST STREET
DUBUQUE
IA
52001
0
1
0
0
EVP, Head of Consumer, Retail
Common Stock
1809
D
2020 Time-Based Restricted Stock
Common Stock
374.0
D
2021 Time-Based Restricted Stock
Common Stock
614.0
D
2022 Time-Based Restricted Stock
Common Stock
893.0
D
2020 Performance Based Restricted Stock (3-year performance)
Common Stock
1124.0
D
2021 Performance Based Restricted Stock (3-year performance)
Common Stock
1374.0
D
2022 Performance Based Restricted Stock (3-year performance)
Common Stock
1340.0
D
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025.
These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer
/s/ Kevin C. Karrels
2022-08-12