0000920112-22-000143.txt : 20220323 0000920112-22-000143.hdr.sgml : 20220323 20220323134344 ACCESSION NUMBER: 0000920112-22-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220321 FILED AS OF DATE: 20220323 DATE AS OF CHANGE: 20220323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Nathan R CENTRAL INDEX KEY: 0001820031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 22762784 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVENUE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_164805741049031.xml FORM 4 X0306 4 2022-03-21 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001820031 Jones Nathan R 1398 CENTRAL AVENUE DUBUQUE IA 52001 0 1 0 0 EVP, Chief Credit Officer Common Stock 0 D Common Stock 2022-03-21 4 M 0 299 50.33 A 299 D 2020 Time-Based Restricted Stock (3yr cliff vesting) Common Stock 7344.0 0 D 2021 Performance Based Restricted Stock (3-year performance) Common Stock 1874.0 0 D 2021 Time-Based Restricted Stock Common Stock 1249.0 0 D 2021 Time-Based Restricted Stock 2022-03-21 4 F 0 299 50.33 D Common Stock 837.0 299 D 2022 Performance Based Restricted Stock (3-year performance) Common Stock 2177.0 0 D 2022 Time-Based Restricted Stock Common Stock 1451.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restrict stock units vest on the third calendar year on the date granted. These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025. /s/ Nathan R Jones 2022-03-23