0000920112-22-000140.txt : 20220323 0000920112-22-000140.hdr.sgml : 20220323 20220323133411 ACCESSION NUMBER: 0000920112-22-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220321 FILED AS OF DATE: 20220323 DATE AS OF CHANGE: 20220323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quick Janet M CENTRAL INDEX KEY: 0001665256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 22762746 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_164805681716202.xml FORM 4 X0306 4 2022-03-21 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001665256 Quick Janet M 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 EVP, Principal Acctg Officer Common Stock 919 I 401 (k) Common Stock 16000 D Common Stock 2022-03-21 4 M 0 210 50.33 A 16210 D Common Stock 432.009 I IRA Common Stock 265 I Pension Plan 2020 Performance Based Restricted Stock (3-year performance) Common Stock 1124.0 0 D 2020 Time-Based Restricted Stock Common Stock 261.0 0 D 2021 Performance Based Restricted Stock (3-year performance) Common Stock 1374.0 0 D 2021 Time-Based Restricted Stock Common Stock 916.0 0 D 2021 Time-Based Restricted Stock 2022-03-21 4 F 0 210 50.33 D Common Stock 614.0 210 D 2022 Performance Based Restricted Stock (3-year performance) Common Stock 1258.0 0 D 2022 Time-Based Restricted Stock Common Stock 838.0 0 D Based on a plan statement dated October 2016 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025. /s/ Janet M Quick 2022-03-23