0000920112-22-000123.txt : 20220322 0000920112-22-000123.hdr.sgml : 20220322 20220322193258 ACCESSION NUMBER: 0000920112-22-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220321 FILED AS OF DATE: 20220322 DATE AS OF CHANGE: 20220322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frank Mark E CENTRAL INDEX KEY: 0001916670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 22761196 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_164799195216359.xml FORM 4 X0306 4 2022-03-21 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001916670 Frank Mark E 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 SVP, Regional Operations Common Stock 0 D Common Stock 2022-03-21 4 M 0 111 0 A 111 D 2021 Time-Based Restricted Stock Common Stock 516.0 0 D 2021 Time-Based Restricted Stock 2022-03-21 4 F 0 111 50.33 D Common Stock 111.0 405 D 2022 Performance Based Restricted Stock (3-year performance) Common Stock 1451.0 0 D 2022 Time-Based Restricted Stock Common Stock 968.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025. /s/Mark E Frank 2022-03-23