0000920112-22-000111.txt : 20220316
0000920112-22-000111.hdr.sgml : 20220316
20220316203757
ACCESSION NUMBER: 0000920112-22-000111
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220315
FILED AS OF DATE: 20220316
DATE AS OF CHANGE: 20220316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Bruce K
CENTRAL INDEX KEY: 0001331679
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 22746429
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_164747745962187.xml
FORM 4
X0306
4
2022-03-15
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001331679
Lee Bruce K
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
HTLF President and CEO
Common Stock
48813
D
2020 Performance Based Restricted Stock (3-year performance)
Common Stock
12646.0
0
D
2020 Time-Based Restricted Stock
Common Stock
8431.0
0
D
2021 Performance Based Restricted Stock (3-year performance)
Common Stock
0.0
0
D
2021 Time-Based Restricted Stock
Common Stock
0.0
0
D
2022 Performance Based Restricted Stock (3-year performance)
Common Stock
0.0
0
D
2022 Performance Based Restricted Stock (3-year performance)
2022-03-15
4
A
0
15420
50.38
A
Common Stock
15420.0
0
D
2022 Time-Based Restricted Stock
Common Stock
0.0
0
D
2022 Time-Based Restricted Stock
2022-03-15
4
A
0
10280
50.38
A
Common Stock
10280.0
0
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025.
/s/ Bruce K. Lee
2022-03-16