0000920112-22-000111.txt : 20220316 0000920112-22-000111.hdr.sgml : 20220316 20220316203757 ACCESSION NUMBER: 0000920112-22-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220315 FILED AS OF DATE: 20220316 DATE AS OF CHANGE: 20220316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Bruce K CENTRAL INDEX KEY: 0001331679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 22746429 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_164747745962187.xml FORM 4 X0306 4 2022-03-15 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001331679 Lee Bruce K 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 HTLF President and CEO Common Stock 48813 D 2020 Performance Based Restricted Stock (3-year performance) Common Stock 12646.0 0 D 2020 Time-Based Restricted Stock Common Stock 8431.0 0 D 2021 Performance Based Restricted Stock (3-year performance) Common Stock 0.0 0 D 2021 Time-Based Restricted Stock Common Stock 0.0 0 D 2022 Performance Based Restricted Stock (3-year performance) Common Stock 0.0 0 D 2022 Performance Based Restricted Stock (3-year performance) 2022-03-15 4 A 0 15420 50.38 A Common Stock 15420.0 0 D 2022 Time-Based Restricted Stock Common Stock 0.0 0 D 2022 Time-Based Restricted Stock 2022-03-15 4 A 0 10280 50.38 A Common Stock 10280.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025. /s/ Bruce K. Lee 2022-03-16